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- Tasks: Oversee compliance with regulations and manage daily compliance activities for an international bank.
- Company: Join a leading international bank based in London with growth potential.
- Benefits: Enjoy opportunities for career advancement and a dynamic work environment.
- Why this job: Be part of a crucial team ensuring regulatory compliance and data protection, making a real impact.
- Qualifications: A strong understanding of PRA/FCA rules and compliance experience is essential.
- Other info: This role includes acting as the Data Protection Officer and engaging with all staff on compliance issues.
The predicted salary is between 43200 - 72000 £ per year.
We are inviting applications for the Compliance Manager position at an international bank based in London. This role offers significant growth potential and reports directly to the Head of Compliance.
Job Purpose:
Assist the Head of Compliance in overseeing, managing, and ensuring adherence to regulatory requirements across Retail, Corporate, and Treasury sectors. Act as the Data Protection Officer and handle daily compliance activities.
Areas of Responsibility
- Maintain up-to-date knowledge of PRA/FCA rules, including Conduct Risk, Consumer Duty, TCF, MiFID II, EMIR, PSD II, and CASS. Stay informed of regulatory updates and assess their impact on the bank.
- Conduct regular risk-based monitoring to evaluate the embedding of compliance frameworks, such as SMCR and CASS.
- Serve as the Data Protection Officer, oversee data protection controls, and ensure staff training on compliance topics.
- Assist in maintaining regulatory relationships and reviewing regulator reports.
- Review and approve financial promotions in line with regulatory standards.
- Prepare and submit compliance reports to governing bodies, keeping them informed of regulatory developments and the bank\’s compliance status.
- Manage regulatory notifications via the PRA/FCA online platforms.
- Promptly address or escalate regulatory breaches, ensuring corrective actions are implemented.
- Share compliance knowledge effectively across staff and foster a culture of compliance.
- Undertake other compliance projects as directed by the Head of Compliance.
- Support treasury-related compliance and act as a backup for CASS matters.
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Compliance Manager employer: Quantum Group
Contact Detail:
Quantum Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Familiarise yourself with the latest PRA/FCA regulations and guidelines. Being well-versed in Conduct Risk, Consumer Duty, and other relevant rules will not only boost your confidence but also demonstrate your commitment to compliance during any discussions.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in banking. Attend industry events or webinars to connect with others and gain insights into current trends and challenges in compliance management.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've successfully managed compliance issues or implemented training programmes. This will showcase your practical experience and problem-solving skills, which are crucial for the role.
✨Tip Number 4
Research StudySmarter and our values, particularly how we approach compliance and regulatory matters. Tailoring your conversation to align with our mission can make a strong impression and show that you're genuinely interested in joining our team.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure you have a clear understanding of the Compliance Manager role. Familiarise yourself with the key responsibilities and required knowledge areas such as PRA/FCA rules, Conduct Risk, and Data Protection.
Tailor Your CV: Customise your CV to highlight relevant experience in compliance, risk management, and regulatory frameworks. Use specific examples that demonstrate your understanding of compliance issues and your ability to manage them effectively.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying and how your skills align with the job requirements. Mention your familiarity with the regulatory landscape and your experience in training staff on compliance topics.
Proofread Your Application: Before submitting, carefully proofread your application materials. Check for any spelling or grammatical errors, and ensure that all information is accurate and presented professionally.
How to prepare for a job interview at Quantum Group
✨Know Your Regulations
Familiarise yourself with the PRA/FCA rules, especially those mentioned in the job description like Conduct Risk and MiFID II. Being able to discuss these regulations confidently will show your expertise and readiness for the role.
✨Demonstrate Your Compliance Experience
Prepare examples from your past work where you successfully managed compliance issues or improved processes. This will help illustrate your capability to handle the responsibilities of the Compliance Manager position.
✨Showcase Your Training Skills
Since part of the role involves training staff on compliance topics, be ready to discuss any experience you have in training or mentoring others. Highlight how you can effectively communicate complex compliance matters to diverse audiences.
✨Engage with Scenario Questions
Expect scenario-based questions that test your problem-solving skills in compliance situations. Practice articulating your thought process and decision-making strategies when faced with regulatory challenges.
