Financial Services Regulatory Associate
Financial Services Regulatory Associate

Financial Services Regulatory Associate

Leeds Full-Time 28800 - 48000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Join a dynamic team advising top financial services clients on regulatory matters.
  • Company: Walker Morris LLP is a leading law firm known for its inclusive culture and ambitious team.
  • Benefits: Enjoy flexible working, generous leave, and a bonus scheme up to 35% of your salary.
  • Why this job: Gain hands-on experience with household names while developing your legal skills in a supportive environment.
  • Qualifications: Strong understanding of FCA regulations and experience in non-contentious financial services required.
  • Other info: We celebrate diversity and welcome applicants from all backgrounds.

The predicted salary is between 28800 - 48000 £ per year.

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Financial Services Regulatory Associate, Leeds

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Client:

Walker Morris LLP

Location:

Leeds, United Kingdom

Job Category:

Other

EU work permit required:

Yes

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Job Reference:

7f16e0e833a8

Job Views:

46

Posted:

24.06.2025

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Job Description:

You’ll be joining a high performing and hugely ambitious team providing market-leading and specialist legal advice to a range of financial services clients. Our typical clients include those offering consumer, motor, asset and mortgage finance, as well as savings, insurance and other regulated retail products. We act for many household names across our core sectors.

You’ll be given a strong support network, work alongside market-leading lawyers, have great learning opportunities and a genuine freedom for you to thrive and reach your potential.

What you’ll be doing as a Financial Services Regulatory Associate:

You’ll handle a variety of financial services matters for household names, including national and international clients. You’ll be supporting our team’s non-contentious work from advising on the regulator perimeter, preparing applications for permissions and policies and procedures, reviewing and drafting contractual and other statutory documentation, advising on remediation issues and interactions with the Financial Conduct Authority and the Financial Ombudsman Service. You’ll be given responsibility from the outset, with support where you need it.

Our team also includes colleagues working on contentious financial services matters. You’ll work closely with them, and we take pride in having a team of lawyers who have experience advising on both contentious and non-contentious issues. Many of our team have both drafted lending documentation, and successfully defended claims brought against lenders. We think our unique mix of contentious and non-contentious experience helps us to develop our lawyers and equips them to help our clients make difficult and fully-informed judgment calls.

What we are looking for:

  • A strong understanding of the FCA regime
  • Experience advising regulated products, ideally with a focus on consumer finance and (ideally) payment services
  • A non-contentious lawyer with experience of advising on non-contentious technical issues
  • A technically proficient and ambitious lawyer
  • Strong interpersonal skills with the ability to clearly communicate complex analysis in a clear and accessible way
  • Ability to work collaboratively as part of team
  • Self-motivated with the desire to develop strong relationships with clients and colleagues
  • Sound legal analysis, client management and drafting skills, with strong attention to detail

Some of our benefits include:

  • Salary reflective of your experience.
  • Earn up to 35% of your salary with our annual bonus scheme.
  • Minimum of 25 days annual leave plus Bank Holidays per year increasing to 31 days with length of service, with the opportunity to buy/sell up to 5 days holiday per year.
  • Auto enrolled into the workplace pension scheme, and we’ll contribute a minimum of 5% of your salary.
  • 4x your annual salary in the event of a death in service.
  • Hybrid and flexible working for most roles with 40-60% of your time spent in the office. Please speak to the recruitment team to discuss your flexible working preferences.
  • Access to BUPA with no excess or compulsory payments.

Company Values

Our shared values represent our culture and the things that are important to us. They define who we are as a Firm, as an employer and what we expect of our people. They provide direction and purpose by influencing the decisions that we make and the actions that we take. It’s really important that all candidates and employees demonstrate these values in their day-to-day activities:

  • Embrace the fact everyone is different and unique.
  • You can be serious without wearing a suit.
  • Never lose sight of the bigger picture.
  • Two heads are better than one.
  • Take the bull by the horns.
  • We win & lose together.

Walker Morris is committed to being an inclusive employer. Our aim is to ensure our workforce represents our diverse society. We recognise that everyone brings their own unique capabilities and experiences to their work. We welcome applications regardless of sexual orientation, gender identity and expression, age, neuro diversity or disability status, family or parental status, race, religion or ethnicity.

We take great pride in being a Disability Confident Employer. If you need any reasonable adjustments throughout the recruitment process, please don’t hesitate to ask.

Click here to find out more about our diversity and inclusion work.

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Financial Services Regulatory Associate employer: Walker Morris LLP

Walker Morris LLP is an exceptional employer located in Leeds, offering a dynamic work environment where you can thrive as a Financial Services Regulatory Associate. With a strong emphasis on employee growth, you will benefit from a supportive network of market-leading lawyers, flexible working arrangements, and a generous benefits package that includes an annual bonus scheme and extensive leave options. Our inclusive culture values diversity and encourages collaboration, ensuring that every team member can contribute their unique perspectives while developing their legal expertise.
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Contact Detail:

Walker Morris LLP Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Financial Services Regulatory Associate

✨Tip Number 1

Familiarise yourself with the Financial Conduct Authority (FCA) regime and recent regulatory changes. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the financial services sector.

✨Tip Number 2

Network with professionals in the financial services regulatory field. Attend industry events or webinars where you can meet current employees from Walker Morris LLP or similar firms, as personal connections can often lead to job opportunities.

✨Tip Number 3

Prepare to discuss your experience with non-contentious legal matters, particularly in consumer finance. Be ready to share specific examples of how you've advised clients on regulatory compliance and documentation.

✨Tip Number 4

Showcase your interpersonal skills during the interview process. Practice explaining complex legal concepts in simple terms, as this will highlight your ability to communicate effectively with clients and colleagues alike.

We think you need these skills to ace Financial Services Regulatory Associate

Strong understanding of the FCA regime
Experience advising regulated products
Knowledge of consumer finance and payment services
Non-contentious legal expertise
Technical proficiency in legal analysis
Interpersonal skills for client communication
Ability to communicate complex analysis clearly
Collaborative teamwork skills
Self-motivation and relationship-building abilities
Sound legal drafting skills
Attention to detail
Client management skills

Some tips for your application 🫡

Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of a Financial Services Regulatory Associate. Tailor your application to highlight relevant experience in advising on regulated products and your understanding of the FCA regime.

Highlight Relevant Experience: In your CV and cover letter, emphasise any previous experience you have with non-contentious legal work, particularly in consumer finance or payment services. Use specific examples to demonstrate your technical proficiency and interpersonal skills.

Showcase Your Skills: Clearly communicate your ability to analyse complex legal issues and draft documentation. Provide examples of how you've successfully collaborated with teams and built relationships with clients, as these are key attributes for the role.

Align with Company Values: Walker Morris values diversity, collaboration, and a unique approach to work. Make sure to reflect these values in your application by discussing how you embrace differences, work well in teams, and maintain a broader perspective in your legal practice.

How to prepare for a job interview at Walker Morris LLP

✨Understand the FCA Regime

Make sure you have a solid grasp of the Financial Conduct Authority (FCA) regulations. Be prepared to discuss how these regulations impact financial services and demonstrate your knowledge of compliance issues relevant to consumer finance.

✨Showcase Your Technical Skills

Highlight your experience with non-contentious legal matters, especially in drafting and reviewing documentation. Be ready to provide examples of how you've successfully navigated complex legal issues in previous roles.

✨Demonstrate Strong Interpersonal Skills

Prepare to discuss how you communicate complex legal concepts clearly and effectively. Use examples from your past experiences where you successfully collaborated with clients or colleagues to solve problems.

✨Align with Company Values

Familiarise yourself with Walker Morris's values and be ready to discuss how you embody these principles in your work. Show that you appreciate diversity and teamwork, and be prepared to share instances where you've embraced different perspectives.

Financial Services Regulatory Associate
Walker Morris LLP
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