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- Tasks: Lead the design and management of Futures Compliance processes from the ground up.
- Company: Join a dynamic London-based Investment Bank launching a new Futures & Options business line.
- Benefits: Enjoy hybrid working, competitive salary, bonuses, healthcare, and more perks.
- Why this job: Be part of an exciting start-up environment with growth potential and strategic influence.
- Qualifications: 10+ years in Futures & Options Compliance; graduate calibre with strong regulatory knowledge.
- Other info: Opportunity to build and manage a team in a fast-paced, innovative setting.
The predicted salary is between 72000 - 88000 £ per year.
Martis Search are representing a London based Investment Bank to hire a brand new “Compliance Manager” for their brand new “Futures & Options Clearing” business launch. The role reports into their Head of Compliance in their London office.
Your role will be to help start-up, design, build and then manage all Futures Compliance processes from scratch. The existing company have a proven pedigree in other asset classes, are a global bank with a solid balance sheet and ambitious plans to grow out their Futures & Options trading desks in London.
Our client is looking for someone with extensive Futures & Options Compliance experience (ideally 10-years’ experience minimum), either as a Senior Futures & Options Compliance Manager who is looking for a new and exciting opportunity to build something from scratch. You must be of “graduate calibre” have strong working knowledge of Futures & Options/ ETD Compliance, including Compliance Reporting, Trade Surveillance, or Regulatory Operations, with a good understanding of the FCA Handbook and Market Abuse Regulations.
Due to the size of the team from the start, the role will be both hands-on and strategic, with likelihood you will have to then hire and manage a team of Futures Compliance professionals in the London office. The company offer a hybrid mix of “working-from-home” and also in-the-office, so you get the best of both worlds.
If you have the strong and senior Futures & Operations Compliance experience and are looking for one of the most exciting related opportunities in London right now, please apply asap if you have the relevant experience.
Salary: Between £90,000 k pa - £110,000 k pa, dependent upon experience, but annual discretionary bonus, pension, healthcare, life insurance, medi-cash, private medical and income protection.
Compliance Manager (Futures & Options/ ETD’s) – Investment Bank start-up new business line – Amazing opportunity! employer: Martis Search
Contact Detail:
Martis Search Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager (Futures & Options/ ETD’s) – Investment Bank start-up new business line – Amazing opportunity!
✨Tip Number 1
Network with professionals in the Futures & Options compliance space. Attend industry events, webinars, or local meetups to connect with others who might have insights into the role and the company. Building relationships can often lead to referrals or insider information about the job.
✨Tip Number 2
Research the specific compliance challenges faced by start-ups in the investment banking sector, particularly in Futures & Options. Understanding these nuances will help you demonstrate your knowledge during interviews and show that you're prepared to tackle the unique aspects of this role.
✨Tip Number 3
Prepare to discuss your previous experience in building compliance processes from scratch. Think of specific examples where you've successfully implemented compliance frameworks or improved existing ones, as this will be crucial for a start-up environment.
✨Tip Number 4
Familiarise yourself with the FCA Handbook and Market Abuse Regulations, focusing on how they apply to Futures & Options. Being able to speak confidently about these regulations will set you apart and show that you're ready to take on the responsibilities of the Compliance Manager role.
We think you need these skills to ace Compliance Manager (Futures & Options/ ETD’s) – Investment Bank start-up new business line – Amazing opportunity!
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your extensive experience in Futures & Options Compliance. Focus on relevant roles and achievements that demonstrate your ability to design and manage compliance processes.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the opportunity to build a new compliance function from scratch. Mention specific experiences that align with the job requirements, such as your knowledge of the FCA Handbook and Market Abuse Regulations.
Showcase Leadership Skills: Since the role involves managing a team, emphasise any previous leadership or mentoring experiences. Highlight how you have successfully led teams in compliance settings and your approach to building a strong compliance culture.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no typos or grammatical errors, as attention to detail is crucial in compliance roles.
How to prepare for a job interview at Martis Search
✨Showcase Your Experience
Make sure to highlight your extensive experience in Futures & Options Compliance. Prepare specific examples of past roles where you successfully managed compliance processes, as this will demonstrate your capability to build something from scratch.
✨Understand Regulatory Frameworks
Familiarise yourself with the FCA Handbook and Market Abuse Regulations. Be ready to discuss how these regulations impact compliance processes and how you've navigated them in previous roles.
✨Demonstrate Leadership Skills
Since the role involves hiring and managing a team, be prepared to talk about your leadership style and experiences. Share examples of how you've built teams or mentored others in the compliance field.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's plans for their Futures & Options business line. This shows your genuine interest in the role and helps you assess if the company aligns with your career goals.
