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- Tasks: Conduct EDD reviews on high-risk customer accounts and mentor internal teams.
- Company: Join a fast-growing FinTech company making waves in the financial sector.
- Benefits: Enjoy a competitive salary, excellent benefits, and a collaborative work environment.
- Why this job: Be a key player in compliance while shaping best practices in a dynamic industry.
- Qualifications: Expertise in AML regulations and experience in banking are essential.
- Other info: Must be within commuting distance of Cardiff and work in-office three days a week.
The predicted salary is between 35000 - 38000 £ per year.
Join a rapidly growing FinTech company as an Onboarding Compliance Specialist. You will be responsible for conducting and overseeing EDD (enhanced due diligence) reviews on high-risk / complex customer accounts. You will serve as a subject matter expert for the business, advising and training internal teams on best practice and regulatory obligations.
Key Responsibilities:
- Review high risk / complex customer account applications.
- Lead and conduct in depth reviews / EDD of current customer accounts and activity.
- Act as SME for escalated KYC / KYB / CDD / EDD queries.
- Hold final approval for high risk customer account applications and reviews.
- Work collaboratively with senior stakeholders across 1LOD/2LOD providing support for gap analysis and thematic reviews.
- Work closely with, and provide expert advice, to wider operations teams and business leaders.
- Coach and mentor colleagues; delivering up to date and concise KYC / KYB / EDD training.
- Use data driven insights and personal observations to drive continuous improvement.
- Constructively challenge current processes and procedures and make recommendations to enhance processes.
Essential experience includes:
- Expert knowledge of banking KYB / CDD / EDD / AML / Onboarding requirements.
- Experience reviewing high risk cases.
- Experience mentoring, coaching and training colleagues.
- Detailed understanding of UK AML & CTF regulations POCA, JMLSG, MLR 2017, FATF etc.
- Experience working in a banking organisation is essential.
Location is key: Applicants must live within a commutable distance of Cardiff and be available to work from the office at least three days per week following a 6 week office based training period.
Salary: £35-38,000 plus excellent benefits.
Senior AML Specialist - EDD / High Risk Accounts employer: FinTech People
Contact Detail:
FinTech People Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior AML Specialist - EDD / High Risk Accounts
✨Tip Number 1
Familiarise yourself with the latest UK AML & CTF regulations, including POCA and JMLSG. Being well-versed in these regulations will not only boost your confidence but also demonstrate your commitment to compliance during interviews.
✨Tip Number 2
Network with professionals in the FinTech and banking sectors. Attend industry events or join relevant online forums to connect with others who can provide insights or even refer you to opportunities at StudySmarter.
✨Tip Number 3
Prepare to discuss specific high-risk cases you've handled in the past. Be ready to explain your thought process and the outcomes, as this will showcase your expertise and problem-solving skills to potential employers.
✨Tip Number 4
Demonstrate your mentoring and coaching experience by preparing examples of how you've trained colleagues in KYC, KYB, or EDD processes. This will highlight your leadership abilities and your fit for the Senior AML Specialist role.
We think you need these skills to ace Senior AML Specialist - EDD / High Risk Accounts
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience with EDD, AML, and KYC processes. Use specific examples from your previous roles that demonstrate your expertise in handling high-risk accounts.
Craft a Compelling Cover Letter: In your cover letter, explain why you are passionate about compliance and how your background aligns with the responsibilities of the Senior AML Specialist role. Mention your experience in mentoring and training others, as this is a key aspect of the job.
Highlight Relevant Experience: When detailing your work history, focus on your experience in banking organisations and your knowledge of UK AML & CTF regulations. Be specific about the high-risk cases you've reviewed and any improvements you've implemented.
Showcase Your Soft Skills: Since the role involves collaboration and mentoring, emphasise your communication skills and ability to work with senior stakeholders. Provide examples of how you've successfully coached colleagues or led training sessions.
How to prepare for a job interview at FinTech People
✨Showcase Your Expertise
As a Senior AML Specialist, it's crucial to demonstrate your in-depth knowledge of AML regulations and EDD processes. Be prepared to discuss specific cases you've handled and the methodologies you employed to ensure compliance.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in high-risk situations. Prepare examples where you successfully navigated complex customer accounts or resolved escalated KYC queries, highlighting your analytical thinking and decision-making abilities.
✨Emphasise Your Mentoring Experience
Since the role involves coaching and training colleagues, be ready to share your experiences in mentoring others. Discuss how you've developed training materials or led sessions on KYC/KYB/EED practices, showcasing your ability to communicate complex information clearly.
✨Demonstrate Collaborative Skills
Collaboration with senior stakeholders is key in this role. Prepare to discuss instances where you've worked with different teams to conduct gap analyses or thematic reviews, emphasising your ability to build relationships and drive improvements across departments.
