At a Glance
- Tasks: Support compliance activities and ensure regulatory adherence in a dynamic environment.
- Company: Join Invesco, a leading global asset manager dedicated to helping investors achieve their financial goals.
- Benefits: Enjoy flexible working options, generous leave, healthcare, and wellness benefits.
- Why this job: Make a real impact while working with smart colleagues in a socially responsible company.
- Qualifications: Some knowledge of UK/EU regulations and strong communication skills are essential.
- Other info: We promote inclusivity and support community engagement through volunteering opportunities.
The predicted salary is between 28800 - 43200 £ per year.
As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world.
We have an outstanding benefits package which includes:
- Company-provided healthcare
- A competitive annual leave allowance
- Flexible working options, including hybrid working arrangements
- Generous pension provisions
- Income protection
- Health and wellness benefits
- Volunteering days
- Enhanced parental leave
- Life insurance
What we are looking for:
We are seeking a pragmatic and diligent individual to join our EMEA Central Compliance team as a Junior Compliance Executive. The EMEA Central Compliance team undertakes a variety of activities in supporting all functions across the firm alongside the local compliance teams in EMEA. This role will focus on providing support for the range of activities covered by the EMEA Central Compliance team. The three key priorities of the team are to:
- support firm wide and compliance priorities
- focus on regulatory compliance and address key risks
- seek to innovate and drive continuous improvement
Responsibilities will include:
- Supporting the onboarding/offboarding of regulated staff in regulated roles.
- Supporting reviews, updates and tracking of relevant policies and procedures.
- Supporting recordkeeping related activities.
What you can bring:
- Some working knowledge of UK / EU regulations and associated compliance requirements
- Project management experience would be advantageous
- Practical knowledge of UK / EU regulations (e.g. SMCR, MiFID II) would be advantageous
- Computer literate (especially Excel, PowerPoint, Word, Outlook)
- A professional or vocational qualification in regulation and compliance would be an advantage, or an interest in studying for such a qualification.
- Strong interpersonal skills including written/oral communication skills
- High standard of accuracy and excellent attention to detail
- Data analytics experience (e.g. Power BI) would be advantageous
- Enthusiasm to work in a fast-paced, dynamic environment with the appetite to learn and develop skills as both the business and the regulatory environments evolve
Full Time / Part Time: Full time
Worker Type: Employee
Job Exempt (Yes / No): No
Workplace Model: At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value. As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least three days a week, with two days working outside an Invesco office.
If this sounds like you, we’d love to hear from you! We want all of our candidates to shine during the application and selection process, so if you need any adjustments to be made, please send an e-mail to emea-talentacquisition@invesco.com. Please include your name, the job you are interested in, and the type of adjustment you need (for example; breaks during your interview, remote interviews, additional time for assessments or other required adjustments).
We promote a working environment that welcomes everyone and creates inclusive teams, celebrates difference and encourages everyone to be themselves at work.
Our commitment to the community and environmental, social and governance investing: We partner with charitable organisations globally to make an impact in the communities where we live and work. Our people are encouraged to support the charities they feel most passionate about. We are also committed to environmental, social and governance (ESG) investing. We serve our clients in this space as a trusted partner both on specific responsible investment product strategies as well as part of our commitment to deliver a superior investment experience.
Recruitment Agencies: Invesco has an in-house recruitment team, which focuses on sourcing great candidates directly. Invesco will not accept unsolicited resumes from agency or search firm recruiters. Fees will not be paid in the event a candidate submitted by a recruiter without an agreement in place is hired. When we do use agencies, we have a PSL in place, so please do not contact hiring managers directly.
Regulatory: This position may fall in-scope of one or multiple regimes/directives.
Junior Compliance Executive employer: Invesco
Contact Detail:
Invesco Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Junior Compliance Executive
✨Tip Number 1
Familiarise yourself with UK and EU regulations, especially SMCR and MiFID II. Understanding these frameworks will not only help you in the interview but also demonstrate your commitment to the compliance field.
✨Tip Number 2
Network with professionals in the compliance sector, particularly those who work at Invesco or similar firms. Engaging with them on platforms like LinkedIn can provide insights into the company culture and expectations for the role.
✨Tip Number 3
Showcase any project management experience you have, even if it's from academic projects or internships. Being able to manage tasks effectively is crucial in a compliance role, and highlighting this skill can set you apart.
✨Tip Number 4
Prepare to discuss how you would approach continuous improvement in compliance processes. Invesco values innovation, so having ideas ready to share during your conversation can demonstrate your proactive mindset.
We think you need these skills to ace Junior Compliance Executive
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Junior Compliance Executive position. Familiarise yourself with UK/EU regulations mentioned in the job description, such as SMCR and MiFID II.
Tailor Your CV: Customise your CV to highlight relevant experience and skills that align with the job description. Emphasise any project management experience, knowledge of compliance regulations, and your proficiency in tools like Excel and Power BI.
Craft a Compelling Cover Letter: Write a cover letter that showcases your enthusiasm for the role and the company. Mention specific reasons why you want to work at Invesco and how your background makes you a suitable candidate for the Junior Compliance Executive position.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. Ensure that your application is clear, concise, and free of mistakes to make a strong impression.
How to prepare for a job interview at Invesco
✨Understand Regulatory Frameworks
Familiarise yourself with key UK and EU regulations such as SMCR and MiFID II. Being able to discuss these frameworks confidently will demonstrate your knowledge and interest in compliance.
✨Showcase Your Attention to Detail
As a Junior Compliance Executive, accuracy is crucial. Prepare examples from your past experiences where your attention to detail made a significant impact, whether in project management or data analysis.
✨Prepare for Behavioural Questions
Expect questions that assess your interpersonal skills and ability to work in a team. Use the STAR method (Situation, Task, Action, Result) to structure your responses effectively.
✨Express Your Enthusiasm for Learning
Invesco values individuals who are eager to learn and adapt. Be ready to discuss how you stay updated on compliance trends and your willingness to pursue further qualifications in regulation and compliance.