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For Companies At a Glance
- Tasks: Oversee marketing compliance for global investment management materials and ensure regulatory alignment.
- Company: Join a leading global asset manager known for its collaborative and progressive culture.
- Benefits: Enjoy competitive salary, performance bonuses, flexible benefits, and opportunities for growth.
- Why this job: Make a real impact on marketing strategies while developing your regulatory expertise in a dynamic environment.
- Qualifications: Strong background in marketing compliance with knowledge of EMEA and APAC regulations required.
- Other info: Work 4 days in the office and 1 day remotely, fostering a balanced work-life approach.
The predicted salary is between 43200 - 72000 £ per year.
Are you a marketing compliance professional with experience in institutional investment management? We are recruiting on behalf of a leading global asset manager seeking a Marketing Compliance Manager to join their Business Risk & Governance team in London.
About the Role
In this critical role, you’ll oversee the regulatory compliance of marketing, sales, and product materials across global markets. Working within a well-established compliance team spanning both the UK and the US, you’ll review client communications and fund marketing materials, ensuring alignment with firm policies and regional regulatory standards (including EMEA, APAC, and the US). You’ll collaborate closely with compliance advisory teams and business stakeholders to drive continuous improvements in marketing governance while developing your transatlantic regulatory expertise.
Key Responsibilities
- Lead regulatory reviews of marketing, advertising, and sales literature for institutional and intermediary audiences.
- Ensure compliance of product and client-specific materials with internal and external regulations.
- Manage digital compliance requirements for web and online platforms.
- Act as a subject matter expert in marketing compliance, advising stakeholders and helping shape internal controls.
- Liaise with internal audit and second-line functions to ensure compliance policy alignment.
- Monitor and escalate issues in the marketing compliance control framework.
About You
Must-Have:
- Strong background in marketing compliance within institutional investment management.
- Deep knowledge of EMEA and APAC marketing regulations (SEC and FINRA exposure is a plus).
- Experience reviewing fund-related advertising and marketing materials.
- Excellent relationship-building skills and ability to communicate regulatory expectations clearly.
- Highly organised, proactive, and comfortable managing a varied workload in a fast-paced environment.
- Comfortable operating independently and within matrixed organisations.
Nice-to-Have:
- Familiarity with workflow and compliance tools.
- Global marketing compliance experience across institutional and intermediary markets.
What’s in It for You?
- Competitive salary with performance-related bonuses and flexible benefits.
- Work within a high-performing, collaborative, and progressive team.
- Opportunities for growth, training, and exposure to global markets and regulatory frameworks.
- Make a tangible impact on the firm’s marketing and distribution strategy.
Marketing Compliance Manager employer: Inventum Group
Contact Detail:
Inventum Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Marketing Compliance Manager
✨Tip Number 1
Familiarise yourself with the latest EMEA and APAC marketing regulations. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to compliance in the investment management sector.
✨Tip Number 2
Network with professionals in the marketing compliance field, especially those who work in institutional investment management. Attend industry events or webinars to connect with potential colleagues and learn about current trends and challenges in the sector.
✨Tip Number 3
Prepare to discuss specific examples of how you've ensured compliance in previous roles. Highlight your experience with reviewing marketing materials and your ability to communicate regulatory expectations clearly to stakeholders.
✨Tip Number 4
Showcase your organisational skills by discussing how you manage multiple projects and deadlines. In a fast-paced environment like this, being able to prioritise effectively is crucial, so be ready to share your strategies.
We think you need these skills to ace Marketing Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in marketing compliance, particularly within institutional investment management. Use specific examples that demonstrate your knowledge of EMEA and APAC regulations.
Craft a Compelling Cover Letter: In your cover letter, explain why you are passionate about marketing compliance and how your background aligns with the role. Mention your experience with regulatory reviews and your ability to communicate effectively with stakeholders.
Showcase Relevant Skills: Emphasise your organisational skills and ability to manage a varied workload. Provide examples of how you've successfully navigated fast-paced environments and contributed to compliance improvements in previous roles.
Highlight Continuous Learning: Mention any relevant training or certifications you have completed related to marketing compliance. This shows your commitment to staying updated on regulatory changes and best practices in the industry.
How to prepare for a job interview at Inventum Group
✨Know Your Regulations
Familiarise yourself with the key marketing regulations in EMEA and APAC, as well as SEC and FINRA guidelines. Being able to discuss these regulations confidently will demonstrate your expertise and show that you are well-prepared for the role.
✨Showcase Your Experience
Prepare specific examples from your past roles where you successfully managed marketing compliance. Highlight any challenges you faced and how you overcame them, particularly in institutional investment management.
✨Build Relationships
Emphasise your relationship-building skills during the interview. Be ready to discuss how you've collaborated with stakeholders in previous positions, as this role requires close cooperation with various teams.
✨Demonstrate Proactivity
Illustrate your proactive approach to managing compliance issues. Share instances where you identified potential risks and took steps to mitigate them before they became problems, showcasing your ability to operate independently.
