Compliance Manager

Compliance Manager

Christchurch Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead a team to ensure compliance and improve client outcomes in financial services.
  • Company: Mortgage Intelligence Holdings is a multi-award-winning mortgage and insurance network with 25 years of experience.
  • Benefits: Enjoy a collaborative work environment, professional development opportunities, and a chance to influence key decisions.
  • Why this job: Join a mission-driven team focused on regulatory excellence and customer satisfaction while advancing your career.
  • Qualifications: Proven compliance experience in financial services, strong leadership skills, and knowledge of relevant regulations required.
  • Other info: Be part of a company that values integrity and expertise, making a real impact in the industry.

The predicted salary is between 36000 - 60000 £ per year.

Are you passionate about ensuring regulatory excellence and delivering top-notch outcomes for customers? Mortgage Intelligence Holdings (MIH) is seeking a dedicated Compliance Manager to play a pivotal role in our commitment to maintaining high standards set by the Financial Conduct Authority (FCA).

At MIH, we believe in fostering a collaborative and innovative work environment. As a Compliance Manager, you'll have the opportunity to lead a dynamic team, influence key business decisions, and contribute to our mission of regulatory excellence. Join us to advance your career in a company that values expertise, integrity, and customer satisfaction.

Responsibilities:

  • Team Leadership: Oversee and guide the Compliance Team, ensuring proactive decision-making and operational efficiency.
  • People Management: Conduct regular 1:1s, appraisals, and team meetings to foster development and motivation within your team.
  • Training & Development: Support and enhance the skills of the Compliance Team through targeted training initiatives.
  • Client Outcomes: Continuously seek opportunities to improve client outcomes and refine our compliance function and control frameworks.
  • Risk Management: Analyze management information to identify and mitigate customer and business risks.
  • Reporting: Prepare detailed reports for the Board and Committees, offering actionable recommendations to address weaknesses.
  • Stakeholder Collaboration: Work closely with key business areas and stakeholders to implement MIH's compliance strategies.
  • Industry Knowledge: Stay updated with industry trends and compliance knowledge to support your personal development.

Skills and Experience:

  • Relevant Experience: Proven experience in compliance roles within financial services, ideally in intermediary mortgage and insurance firms.
  • Team Management: Demonstrated ability to manage, motivate, and develop teams effectively.
  • Proactivity: Willingness to take responsibility for enhancing team efficiency and accountability.
  • Regulatory Knowledge: Strong understanding of MCOB, ICOBS, DISP, data protection, and money laundering regulations.
  • Problem-Solving: Ability to identify root causes and develop improvement plans.
  • Leadership: Lead by example to create a positive working environment.
  • Communication: Excellent written and verbal communication skills for insightful reporting.
  • Attention to Detail: Meticulous attention to detail.

If you’re ready to make a significant impact and advance your career in compliance, we want to hear from you! Join MIH and be a part of a team that values your expertise and is committed to delivering excellence. Submit your application today and step into a role where your contributions truly matter.

Who we are: We’re a mortgage and insurance network and club, supporting advisers for over 25 years. Founded in 1996, we started life as a lead generation company and have grown into the multi-award-winning network and club we are today. You’ll benefit from our wealth of industry experience, premium network and club services and expertise in business growth.

Compliance Manager employer: Countrywide Mortgage Services

At Mortgage Intelligence Holdings (MIH), we pride ourselves on being an exceptional employer that champions a collaborative and innovative work culture. As a Compliance Manager, you will not only lead a dedicated team but also have access to extensive training and development opportunities, ensuring your professional growth in the dynamic financial services sector. Join us in our mission for regulatory excellence and enjoy the unique advantage of working within a supportive environment that values integrity and customer satisfaction.
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Contact Detail:

Countrywide Mortgage Services Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Manager

✨Tip Number 1

Familiarise yourself with the latest regulations and compliance standards relevant to the financial services sector, particularly those set by the FCA. This knowledge will not only help you in interviews but also demonstrate your commitment to regulatory excellence.

✨Tip Number 2

Network with professionals in the compliance field, especially those who have experience in mortgage and insurance firms. Engaging with industry peers can provide valuable insights and may even lead to referrals for the Compliance Manager position.

✨Tip Number 3

Prepare to discuss specific examples of how you've successfully led teams and improved compliance processes in your previous roles. Highlighting your leadership skills and proactive approach will resonate well with MIH's values.

✨Tip Number 4

Stay updated on current trends and challenges in the compliance landscape, particularly those affecting customer outcomes. Being able to speak knowledgeably about these topics during your interview will showcase your dedication to continuous improvement.

We think you need these skills to ace Compliance Manager

Regulatory Knowledge
Team Management
Proactivity
Problem-Solving Skills
Leadership
Communication Skills
Attention to Detail
Risk Management
Stakeholder Collaboration
Training & Development
Industry Knowledge
Analytical Skills
Report Writing
Client Outcome Improvement

Some tips for your application 🫡

Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Compliance Manager position at Mortgage Intelligence Holdings. Tailor your application to highlight how your experience aligns with their needs.

Highlight Relevant Experience: In your CV and cover letter, emphasise your proven experience in compliance roles within financial services. Be specific about your achievements in team management, regulatory knowledge, and risk management.

Showcase Leadership Skills: Demonstrate your leadership abilities by providing examples of how you've successfully managed and developed teams in the past. Use metrics or outcomes to illustrate your impact on team efficiency and client satisfaction.

Craft a Compelling Cover Letter: Write a tailored cover letter that not only outlines your qualifications but also conveys your passion for regulatory excellence and commitment to customer outcomes. Make it personal and engaging to stand out from other candidates.

How to prepare for a job interview at Countrywide Mortgage Services

✨Showcase Your Regulatory Knowledge

Make sure to brush up on your understanding of MCOB, ICOBS, DISP, and other relevant regulations. Being able to discuss these confidently will demonstrate your expertise and commitment to compliance.

✨Highlight Team Management Skills

Prepare examples of how you've successfully managed and motivated teams in the past. Discuss specific instances where your leadership made a positive impact on team performance and morale.

✨Demonstrate Problem-Solving Abilities

Be ready to share examples of challenges you've faced in compliance roles and how you identified root causes and implemented effective solutions. This will show your proactive approach to risk management.

✨Prepare Insightful Reporting Examples

Think about reports you've prepared in previous roles that provided actionable recommendations. Being able to discuss these will highlight your analytical skills and attention to detail, which are crucial for the role.

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