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- Tasks: Execute audits and assess compliance across various businesses.
- Company: Join Cantor Fitzgerald, a leading global financial services firm.
- Benefits: Enjoy competitive pay, professional development, and a dynamic work environment.
- Why this job: Gain hands-on experience in auditing while working with industry leaders.
- Qualifications: Undergraduate degree or relevant certifications; knowledge of compliance programs preferred.
- Other info: Opportunity to build relationships with key stakeholders and advise senior leadership.
The predicted salary is between 28800 - 48000 £ per year.
Location: London
Position Summary: The Associate is expected to execute audits on Cantor Fitzgerald Group of Companies. As part of the global Internal Audit team, the individual might be involved in engagements across various businesses, including Cantor Fitzgerald, BGC Group Inc, and Newmark Group Inc.
Key Responsibilities:
- Perform risk-based audit work, including walkthroughs, flowcharts, documentation review, and substantive testing.
- Assess control strengths and weaknesses and ensure compliance with policies and procedures.
- Prepare audit work papers in line with Internal Audit Policies.
- Ensure timely delivery of audit work.
- Draft and present audit reports and management action plans for review.
- Follow-up on control issues with business and compliance leaders.
- Build and maintain relationships with audit clients and key stakeholders.
- Advise senior leadership on emerging trends and issues to facilitate improvements.
Key Requirements:
- Relevant experience plus undergraduate degree or professional certifications such as CAMS, ACSS, CIA, CFE, or equivalent.
- Knowledge of compliance programs (KYC/EDD, AML & Sanctions) and regulatory requirements.
- Experience in areas like Investment Banking, Fixed Income, Real Estate, Commodities, SOX Testing, Asset Management, or related fields is a plus.
- Ability to handle confidential information with integrity.
- Proficiency in MS Office and analytical tools.
- Strong negotiation and decision-making skills.
- Effective communication and relationship-building abilities in a dynamic environment.
Junior Audit Associate - Compliance employer: BGC Group
Contact Detail:
BGC Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Junior Audit Associate - Compliance
✨Tip Number 1
Familiarise yourself with the specific compliance regulations relevant to the role, such as KYC/EDD and AML. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the industry.
✨Tip Number 2
Network with professionals in the audit and compliance field. Attend industry events or join relevant online forums to connect with current employees at Cantor Fitzgerald or similar companies. This can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss real-world scenarios where you've assessed control strengths and weaknesses. Having concrete examples ready will showcase your analytical skills and ability to apply theoretical knowledge in practical situations.
✨Tip Number 4
Demonstrate your proficiency in MS Office and analytical tools by brushing up on your skills. Consider taking a short course or using online resources to enhance your abilities, as this will be crucial for preparing audit work papers and reports.
We think you need these skills to ace Junior Audit Associate - Compliance
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly understand the responsibilities and requirements of the Junior Audit Associate position. Familiarise yourself with the key tasks such as risk-based audit work and compliance assessments.
Tailor Your CV: Customise your CV to highlight relevant experience and skills that align with the job description. Emphasise any experience in compliance programs, audit processes, or related fields to make your application stand out.
Craft a Compelling Cover Letter: Write a cover letter that showcases your enthusiasm for the role and the company. Mention specific experiences that demonstrate your ability to perform the key responsibilities outlined in the job description.
Proofread Your Application: Before submitting, carefully proofread your application materials. Check for spelling and grammatical errors, and ensure that all information is clear and concise. A polished application reflects your attention to detail.
How to prepare for a job interview at BGC Group
✨Know Your Compliance Basics
Make sure you brush up on compliance programs like KYC/EDD, AML & Sanctions. Being able to discuss these topics confidently will show that you understand the core responsibilities of a Junior Audit Associate.
✨Demonstrate Analytical Skills
Prepare to showcase your analytical skills during the interview. You might be asked to solve a hypothetical problem or analyse a case study, so practice articulating your thought process clearly.
✨Highlight Relevant Experience
If you have any experience in Investment Banking, Asset Management, or related fields, make sure to highlight it. Relating your past experiences to the job requirements can set you apart from other candidates.
✨Build Rapport with Interviewers
Since relationship-building is key in this role, try to establish a connection with your interviewers. Ask insightful questions about their experiences and the company culture to demonstrate your interest and interpersonal skills.
