Regulatory Compliance Manager (Wealth & Trading)
Regulatory Compliance Manager (Wealth & Trading)

Regulatory Compliance Manager (Wealth & Trading)

London Full-Time 43200 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead compliance for Wealth & Trading, ensuring regulatory standards are met.
  • Company: Revolut is a fintech powerhouse on a mission to empower 60+ million customers with financial freedom.
  • Benefits: Enjoy a flexible work environment, competitive salary, and a vibrant company culture.
  • Why this job: Shape the future of finance while working in a dynamic, innovative team.
  • Qualifications: Experience in compliance within banking or investment, knowledge of trading regulations required.
  • Other info: Diversity and inclusion are key; we welcome applicants from all backgrounds.

The predicted salary is between 43200 - 72000 £ per year.

Join to apply for the Regulatory Compliance Manager (Wealth & Trading) role at Revolut.

About Revolut

People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 60+ million customers get more from their money every day.

As we continue our lightning-fast growth, two things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we’ve been certified as a Great Place to Work. So far, we have 10,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we’re looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.

About The Role

Compliance is a key team that ensures Revolut’s products and processes meet the regulatory requirements and translate this into the best customer outcomes. They’ve got an outstanding ability to find solutions and carry out testing in a purely digital environment. Those data-driven experts know that better people and machines are the most effective way of managing conduct risk.

We’re looking for a Wealth & Trading Regulatory Compliance Manager with expertise in EMIR and MiFID to lead the implementation of the regulatory framework around derivatives. Be warned, this is a very hands-on role.

What You’ll Be Doing

  • Advising the business on compliance requirements and related controls regarding manufacturer and principal responsibilities.
  • Reading large pieces of regulation and breaking down what needs to be done and how it applies to the business model.
  • Liaising with regulatory bodies on matters ranging from inspections to day-to-day queries.
  • Identifying, assessing, monitoring, and reporting on compliance risks in a MiFID II investment firm, including MAR and Personal Account Dealing.
  • Developing and implementing our compliance management system on delivering compliant customer outcomes, managing the training programme, reviewing marketing communications, and analysing complaints.
  • Ensuring scheduled monitoring and reported findings are carried out and followed up on.
  • Working with global Regulatory Compliance Managers to ensure that local risk management frameworks and processes are aligned with global ones.

What You’ll Need

  • Experience in an advisory compliance role within a bank or investment firm.
  • Solid knowledge of trading regulations, including MiFID II, EMIR, MAR, Consumer Duty, and FCA Handbook.
  • Experience in product governance.
  • An in-depth understanding of the regulatory requirements applicable to an investment firm.
  • The ability to work well under pressure, manage multiple projects at once, and meet tight deadlines.
  • Knowledge of how to conduct regulatory gap analysis, policy creation, and implementation.
  • Experience in compliance risk management within a consultancy, compliance function, or regulator.
  • Expertise in regulatory requirements relating to consumer protection.
  • A willingness and passion to constantly develop and improve your knowledge/skills.

Nice to have

  • A professional certificate or diploma in Compliance, and/or a willingness to take exams in the future.
  • A degree in business, finance, or law.

Building a global financial super app isn’t enough. Our Revoluters are a priority, and that’s why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow every day. We’re not just doing this because it’s the right thing to do. We’re doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That’s why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.

Important notice for candidates: Job scams are on the rise. Please keep these guidelines in mind when applying for any open roles. Only apply through official Revolut channels. We don’t use any third-party services or platforms for our recruitment. Always double-check the emails you receive. Make sure all communications are being done through official Revolut emails, with an @revolut.com domain. We won’t ask for payment or personal financial information during the hiring process. If anyone does ask you for this, it’s a scam. Report it immediately.

By submitting this application, I confirm that all the information given by me in this application for employment and any additional documents attached hereto are true to the best of my knowledge and that I have not wilfully suppressed any material fact. I confirm I have disclosed if applicable any previous employment with Revolut. I accept that if any of the information given by me in this application is in any way false or incorrect, my application may be rejected, any offer of employment may be withdrawn or my employment with Revolut may be terminated summarily or I may be dismissed. By submitting this application, I agree that my personal data will be processed in accordance with Revolut's Candidate Privacy Notice.

Regulatory Compliance Manager (Wealth & Trading) employer: Revolut

Revolut is an exceptional employer that prioritises its people and fosters a vibrant work culture, recognised as a Great Place to Work. With a commitment to employee growth, we offer opportunities for continuous learning and development in a fast-paced environment, all while being part of a mission-driven team that is reshaping the financial landscape. Located in the heart of London, our diverse and inclusive workplace encourages innovative thinking and collaboration, making it an ideal setting for those looking to make a meaningful impact.
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Contact Detail:

Revolut Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Regulatory Compliance Manager (Wealth & Trading)

✨Tip Number 1

Familiarise yourself with the latest updates on MiFID II and EMIR regulations. Being well-versed in these areas will not only boost your confidence during interviews but also demonstrate your commitment to staying current in the field.

✨Tip Number 2

Network with professionals in the compliance sector, especially those who have experience in wealth and trading. Engaging in discussions or attending industry events can provide valuable insights and potentially lead to referrals.

✨Tip Number 3

Prepare to discuss real-world scenarios where you successfully managed compliance risks. Having concrete examples ready will showcase your hands-on experience and problem-solving skills, which are crucial for this role.

✨Tip Number 4

Research Revolut's company culture and values. Understanding their mission and how they approach compliance will help you tailor your responses in interviews, showing that you're a great fit for their team.

We think you need these skills to ace Regulatory Compliance Manager (Wealth & Trading)

Expertise in EMIR and MiFID regulations
Strong knowledge of trading regulations including MAR and Consumer Duty
Experience in compliance risk management
Ability to conduct regulatory gap analysis
Policy creation and implementation skills
Experience in product governance
Strong analytical skills for breaking down complex regulations
Excellent communication skills for liaising with regulatory bodies
Project management skills to handle multiple projects under pressure
Understanding of compliance management systems
Knowledge of consumer protection regulatory requirements
Ability to develop and manage training programmes
Attention to detail in monitoring and reporting compliance risks
Adaptability to work in a fast-paced environment

Some tips for your application 🫡

Understand the Role: Before applying, make sure you fully understand the responsibilities of a Regulatory Compliance Manager in Wealth & Trading. Familiarise yourself with key regulations like MiFID II and EMIR, as well as the specific compliance challenges faced by investment firms.

Tailor Your CV: Highlight your relevant experience in compliance roles, particularly within banks or investment firms. Emphasise your knowledge of trading regulations and any hands-on experience you have with compliance risk management.

Craft a Compelling Cover Letter: Use your cover letter to explain why you're passionate about compliance and how your skills align with Revolut's mission. Mention specific examples of how you've successfully navigated regulatory challenges in the past.

Showcase Continuous Learning: Mention any professional certifications or courses related to compliance that you've completed or are currently pursuing. This demonstrates your commitment to staying updated on regulatory changes and improving your expertise.

How to prepare for a job interview at Revolut

✨Know Your Regulations

Familiarise yourself with key regulations such as MiFID II, EMIR, and MAR. Be prepared to discuss how these regulations impact the role and the business model at Revolut.

✨Demonstrate Problem-Solving Skills

Prepare examples of how you've identified compliance risks and implemented solutions in previous roles. This hands-on experience will showcase your ability to navigate complex regulatory environments.

✨Showcase Your Communication Skills

As a Regulatory Compliance Manager, you'll need to liaise with various stakeholders. Practice articulating complex regulatory concepts clearly and concisely, as this will be crucial during your interview.

✨Highlight Your Adaptability

Revolut is known for its fast-paced environment. Be ready to discuss how you've managed multiple projects under pressure and adapted to changing regulatory landscapes in your past roles.

Regulatory Compliance Manager (Wealth & Trading)
Revolut
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  • Regulatory Compliance Manager (Wealth & Trading)

    London
    Full-Time
    43200 - 72000 £ / year (est.)

    Application deadline: 2027-07-10

  • R

    Revolut

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