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- Tasks: Lead compliance and financial crime efforts, ensuring adherence to regulations and fostering a compliant culture.
- Company: Join HCLIBS, a leader in regulatory compliance and financial services, dedicated to client success.
- Benefits: Enjoy competitive pay, professional development opportunities, and a supportive work environment.
- Why this job: Make a real impact in financial crime prevention while working with senior leaders and clients.
- Qualifications: Degree-level education and relevant qualifications in compliance or financial crime required.
- Other info: Opportunities for travel within the UK and abroad, enhancing your professional network.
The predicted salary is between 43200 - 72000 £ per year.
To take accountability for regulatory and technical compliance, money laundering/financial crime and information security as well as engaging effectively at Senior and Executive Level (both internally and externally) on behalf of the Head of Regulatory Compliance and Financial Crime.
To lead the provision of a full compliance, financial crime and information security service to HCLIBS and its clients that ensures and provides assurance of full compliance with FCA and other relevant regulations and to instil a compliant culture amongst HCLIBS employees.
Ensure senior level client compliance and financial crime relationships are appropriately managed on behalf of the Head of Regulatory Compliance and Financial Crime.
Key tasks & responsibilities- Produce and present (if required) compliance, financial crime and information security focused papers and management information to HCL IBS internal committees and HCL IBS’s clients as required.
- Oversee the provision of a proactive compliance, financial crime and information security service to clients ensuring that HCL IBS’s compliance activity meets the requirements of each client contract.
- Maintain and develop client relationships across compliance, financial crime and information security management for each client (including senior level roles).
- Support and oversee routine compliance technical and advisory activity, including the following:
- the production of Compliance Bulletins and regulatory change requests.
- the provision of advice on the FCA’s conduct of business sourcebook; in particular on product disclosure, both internally and to clients.
- the approval of life and pensions procedures to ensure that these are compliant with FCA rule changes and other relevant regulations and that good business practice is being followed.
Educated to degree standard Professional or recognised Financial Crime/Compliance/ Information Security qualification(s). Excellent knowledge of the FCA rules on Consumer Duty, conduct of business, market conduct, Senior Managers & Certification Regime and training and competence. Good knowledge of FCA prudential requirements and PRA regulations. Excellent knowledge and understanding of financial crime and money laundering requirements for a UK regulated financial services company. Good knowledge of GDPR and the Data Protection Act 2018. Good knowledge of industry best practice in compliance. Excellent Customer Focus and Relationship Management skills. Good presentation and communication skills. Significant experience of influencing and engaging effectively at Senior and Executive levels both internally and externally. Good technical experience in the regulatory field gained through experience in retail insurance. Significant experience of leading teams. Strategic thinker. Proactive with senior stakeholders. Be able to influence decisions at Senior and executive levels. Team Player but must also be capable of working alone. Set and achieves high standards. Excellent internal and external networker at Senior and Executive levels. Effective delegation, planning and organising. Excellent decision making skills. Excellent leadership/ management skills. Capacity to present facts in an easily understandable way. Capable of focusing on detail, but able to see the big picture as well. Willingness to travel within the UK and abroad.
Regulatory Compliance and Financial Crime Manager employer: JobFlurry
Contact Detail:
JobFlurry Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance and Financial Crime Manager
✨Tip Number 1
Network with professionals in the regulatory compliance and financial crime sectors. Attend industry events, webinars, or conferences to meet potential colleagues and learn about the latest trends and challenges in the field.
✨Tip Number 2
Familiarise yourself with the FCA rules and regulations, especially those related to Consumer Duty and the Senior Managers & Certification Regime. Being well-versed in these areas will help you engage effectively with senior stakeholders during interviews.
✨Tip Number 3
Prepare to discuss your experience in leading teams and managing compliance projects. Be ready to provide examples of how you've influenced decisions at senior levels and how you've instilled a compliant culture within your previous roles.
✨Tip Number 4
Showcase your ability to communicate complex regulatory concepts clearly. Practice explaining financial crime and compliance issues in simple terms, as this skill is crucial for presenting to both internal committees and clients.
We think you need these skills to ace Regulatory Compliance and Financial Crime Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in regulatory compliance, financial crime, and information security. Use specific examples that demonstrate your knowledge of FCA rules and your ability to engage with senior stakeholders.
Craft a Compelling Cover Letter: In your cover letter, express your passion for compliance and financial crime management. Mention how your strategic thinking and leadership skills align with the responsibilities outlined in the job description.
Showcase Relevant Qualifications: Clearly list any professional qualifications related to financial crime, compliance, or information security. Highlight your educational background and any additional training that supports your application.
Demonstrate Communication Skills: Provide examples of how you've effectively communicated complex regulatory information to various audiences. This could include presentations, reports, or client meetings that showcase your ability to simplify complex topics.
How to prepare for a job interview at JobFlurry
✨Understand the Regulatory Landscape
Familiarise yourself with the FCA rules and regulations, especially those related to Consumer Duty and financial crime. Being able to discuss these topics confidently will demonstrate your expertise and preparedness for the role.
✨Showcase Your Leadership Skills
Prepare examples of how you've successfully led teams or projects in the past. Highlight your ability to influence senior stakeholders and manage relationships effectively, as this is crucial for the position.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in compliance and financial crime scenarios. Think of specific instances where you navigated complex regulatory challenges and be ready to explain your thought process.
✨Demonstrate Your Communication Skills
Since the role involves presenting information to senior committees and clients, practice articulating complex compliance concepts in a clear and concise manner. This will showcase your ability to communicate effectively at all levels.
