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- Tasks: Join a top-tier law firm to advise on broker-dealer regulations and compliance.
- Company: A leading international law firm known for its collaborative and dynamic environment.
- Benefits: Enjoy a competitive salary, comprehensive benefits, and career development opportunities.
- Why this job: This role offers professional growth in a diverse and inclusive workplace.
- Qualifications: 5+ years of experience in broker-dealer compliance and a JD degree required.
- Other info: Open to Associate, Counsel, or Staff Attorney levels; apply if you meet the qualifications!
The predicted salary is between 72000 - 108000 £ per year.
A top-tier international law firm is seeking a qualified attorney to join its Broker-Dealer Regulatory & Compliance practice in New York. The position is open to candidates at the Associate, Counsel, or Staff Attorney level and offers an excellent opportunity for professional growth in a collaborative and dynamic environment.
Key Responsibilities:
* Advising on broker-dealer regulatory and compliance matters, including financial responsibility rules, registration, and transactional issues.
* Handling examinations, investigations, and advertising compliance.
* Providing counsel on digital assets and distributed ledger technology.
Qualifications:
* A minimum of 5 years of relevant experience in broker-dealer regulatory and compliance matters.
* Outstanding academic credentials and a Juris Doctor (JD) degree.
* Strong knowledge of financial regulations and digital asset technologies.
* Excellent communication and interpersonal skills.
Compensation and Benefits:
* Competitive salary commensurate with experience and position level.
* Comprehensive benefits package.
* Opportunities for career development and advancement.
This firm is committed to diversity and inclusion and is proud to be an equal opportunity employer. Candidates with the requisite qualifications are encouraged to apply.
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Counsel - Broker-Dealer Regulatory & Compliance employer: BCL Legal
Contact Detail:
BCL Legal Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Counsel - Broker-Dealer Regulatory & Compliance
✨Tip Number 1
Network with professionals in the broker-dealer regulatory and compliance field. Attend industry conferences, webinars, or local bar association events to meet potential colleagues and mentors who can provide insights and possibly refer you to opportunities.
✨Tip Number 2
Stay updated on the latest developments in financial regulations and digital asset technologies. Subscribe to relevant legal journals, follow industry news, and participate in online forums to demonstrate your knowledge during interviews.
✨Tip Number 3
Consider reaching out to current or former employees of the firm to gain insights into their culture and expectations. This can help you tailor your approach and show that you understand what they value in a candidate.
✨Tip Number 4
Prepare for interviews by practicing responses to common questions related to broker-dealer compliance issues. Be ready to discuss specific cases or scenarios where you successfully navigated regulatory challenges.
We think you need these skills to ace Counsel - Broker-Dealer Regulatory & Compliance
Some tips for your application 🫡
Tailor Your Resume: Make sure to customize your resume to highlight your relevant experience in broker-dealer regulatory and compliance matters. Emphasize your knowledge of financial regulations and digital asset technologies.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your qualifications, experience, and why you are interested in this specific position at the law firm. Mention your commitment to diversity and inclusion, aligning with the firm's values.
Showcase Communication Skills: Since excellent communication and interpersonal skills are crucial for this role, consider including examples in your application that demonstrate these abilities, such as successful client interactions or team collaborations.
Highlight Professional Growth: Discuss your career development goals and how this position aligns with them. Show enthusiasm for the opportunity to grow within a collaborative and dynamic environment.
How to prepare for a job interview at BCL Legal
✨Showcase Your Expertise
Make sure to highlight your experience in broker-dealer regulatory and compliance matters. Be prepared to discuss specific cases or situations where you successfully navigated complex regulations.
✨Demonstrate Knowledge of Digital Assets
Since the role involves providing counsel on digital assets and distributed ledger technology, familiarize yourself with current trends and regulations in this area. Bring examples of how you've engaged with these technologies in your previous roles.
✨Prepare for Behavioral Questions
Expect questions that assess your interpersonal skills and ability to work in a collaborative environment. Use the STAR method (Situation, Task, Action, Result) to structure your responses effectively.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's approach to compliance and regulatory challenges. This shows your genuine interest in the position and helps you gauge if the firm aligns with your career goals.
