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For Companies At a Glance
- Tasks: Provide desk-based financial advice and support clients through various communication channels.
- Company: Join a respected national wealth management firm with a strong reputation.
- Benefits: Enjoy hybrid working, 26 days holiday, and a supportive development environment.
- Why this job: This role offers a clear path to becoming a Financial Planner with hands-on mentoring.
- Qualifications: Must have a Level 4 Diploma in Regulated Financial Planning and relevant experience.
- Other info: Access to an existing client base and additional bonus opportunities.
The predicted salary is between 32000 - 36000 £ per year.
This is an excellent opportunity for a qualified paraplanner, associate adviser, or client support professional ready to step into a client-facing advice role with a clear path to becoming a fully-fledged Financial Planner.
We’re working with a highly respected national wealth management firm that’s offering a structured and supportive transition for those looking to move from technical or support roles into advising. You’ll join an established office and benefit from hands-on mentoring, with access to an existing client base.
The Required Skills:
- Level 4 Diploma in Regulated Financial Planning (minimum; ideally with SPS or near-CAS readiness)
- Previous experience in a paraplanning, client support, or associate adviser role
- Strong understanding of pensions, investments, and protection products
- Comfortable giving desk-based advice via Teams, phone, and email
- Confident communicator who’s had exposure to client meetings or client-facing scenarios
- Target-driven with a desire to build lasting client relationships and progress into full advice
What’s on Offer:
- Clear pathway to becoming a Financial Planner
- Additional bonus opportunity
- Hybrid working
- 26 days holiday + bank holidays
- 6% employer pension contribution
- Private medical insurance, life assurance (4x), and group income protection
- Full study and development support
To find out more, get in touch with one of our specialist Financial Planning recruiters at Capio Recruitment.
Locations
Desk Based Financial Planner employer: Capio Recruitment
Contact Detail:
Capio Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Desk Based Financial Planner
✨Tip Number 1
Familiarise yourself with the specific financial products mentioned in the job description, such as pensions and investments. This knowledge will not only boost your confidence during interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Practice your communication skills, especially in a virtual setting. Since the role involves giving advice via Teams, phone, and email, being articulate and clear in your communication will set you apart from other candidates.
✨Tip Number 3
Network with professionals already working in financial planning roles. Engaging with them can provide insights into the transition from paraplanning to advising, and they may even offer valuable tips or referrals.
✨Tip Number 4
Showcase your target-driven mindset by preparing examples of how you've successfully built client relationships in previous roles. This will highlight your suitability for a client-facing position and your ambition to progress in the field.
We think you need these skills to ace Desk Based Financial Planner
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your qualifications, especially your Level 4 Diploma in Regulated Financial Planning. Emphasise any relevant experience in paraplanning or client support roles, and showcase your understanding of pensions, investments, and protection products.
Craft a Compelling Cover Letter: Write a cover letter that clearly outlines your motivation for transitioning into a client-facing role. Mention your previous experience and how it has prepared you for this position, as well as your desire to build lasting client relationships.
Showcase Communication Skills: Since the role involves giving desk-based advice, highlight your communication skills in both your CV and cover letter. Provide examples of how you've successfully interacted with clients or participated in client meetings.
Research the Company: Familiarise yourself with the wealth management firm’s values and services. This will help you tailor your application and demonstrate your genuine interest in the company during the application process.
How to prepare for a job interview at Capio Recruitment
✨Showcase Your Qualifications
Make sure to highlight your Level 4 Diploma in Regulated Financial Planning and any additional qualifications like SPS or CAS readiness. This will demonstrate your commitment to the profession and your readiness for the role.
✨Demonstrate Client-Facing Experience
Prepare examples from your previous roles where you interacted with clients, even if it was in a support capacity. Discuss how these experiences have equipped you with the skills needed for a client-facing advice role.
✨Understand the Products
Brush up on your knowledge of pensions, investments, and protection products. Be ready to discuss how you would approach advising clients on these topics, as this will show your technical competence.
✨Express Your Ambition
Convey your desire to progress into a full Financial Planner role. Talk about your long-term career goals and how this position aligns with them, which will show your motivation and commitment to growth.
