Compliance Specialist

Job Role

The Deputy Manager supports the Head of Legal & Compliance in overseeing Compliance and Anti-Financial Crime functions. The role focuses on second-line oversight reviews and advisory related to regulatory compliance and financial crime risk.

Key Responsibilities

• Conduct Compliance Risk Assessments.
• Develop and implement a Compliance Monitoring Plan to evaluate the effectiveness of internal controls.
• Perform oversight reviews in line with the Monitoring Plan and follow up on resulting action items.
• Identify and mitigate Compliance and Financial Crime risks through reviews and control enhancements.
• Advise business units and senior management on Compliance and Financial Crime matters.
• Draft, review, and update policies to ensure regulatory compliance.
• Manage daily Compliance and Financial Crime operations across business and support functions.
• Independently investigate financial crime escalations and related queries.