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- Tasks: Monitor compliance with financial regulations and enhance the firm's compliance programme.
- Company: Join a leading credit-focused hedge fund in London committed to ethical practices.
- Benefits: Gain valuable experience in a dynamic environment with potential for career growth.
- Why this job: Be part of a team that values compliance and integrity in finance, making a real impact.
- Qualifications: Bachelor's degree in Finance, Economics, or Law; 3+ years in compliance at an investment firm.
- Other info: Contact Jon Pettet for more details at jon.pettet@blackswangroup.com.
The predicted salary is between 43200 - 72000 £ per year.
Our client is a credit focused hedge fund based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Associate to join their Compliance team and contribute to the success and growth of the firm.
As a Compliance Associate, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will be responsible for monitoring and ensuring adherence to applicable regulations, policies, and procedures. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.
Key Responsibilities:- Regulatory compliance: Stay abreast of relevant financial regulations, including but not limited to AIFMD and other FCA guidelines.
- Thematic reviews and testing
- Develop and maintain compliance policies and procedures
- Regulatory filing
- PA dealing
- G&E
- Compliance training
- Client onboarding (AML and KYC)
- Ad hoc project work
- Bachelor's degree in Finance, Economics, Law, or a related field.
- Prior experience (3+ years) in a generalist compliance role working for an alternative investment firm.
- Strong knowledge of UK financial regulations and industry best practices.
- Excellent analytical and problem-solving skills with high attention to detail.
- Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.
If you believe you have the skills and experience to excel in this role and contribute to the firm’s continued success, we encourage you to apply.
For more details, please contact Jon Pettet at jon.pettet@blackswangroup.com
Hedge Fund Compliance Associate employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Hedge Fund Compliance Associate
✨Tip Number 1
Familiarise yourself with the latest UK financial regulations, especially AIFMD and FCA guidelines. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the hedge fund industry, particularly those in compliance roles. Attend relevant events or webinars to make connections that could lead to referrals or insider information about the role.
✨Tip Number 3
Prepare to discuss real-world compliance scenarios during your interview. Think of examples where you've successfully navigated complex compliance issues, as this will showcase your analytical skills and problem-solving abilities.
✨Tip Number 4
Research the specific hedge fund you're applying to. Understanding their compliance culture and any recent regulatory challenges they may have faced can give you an edge in demonstrating your interest and fit for the role.
We think you need these skills to ace Hedge Fund Compliance Associate
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Associate in a hedge fund. Familiarise yourself with key regulations like AIFMD and FCA guidelines, as this knowledge will be crucial in your application.
Tailor Your CV: Highlight your relevant experience in compliance roles, especially within alternative investment firms. Emphasise your understanding of UK financial regulations and any specific projects you've worked on that relate to compliance policies or procedures.
Craft a Strong Cover Letter: In your cover letter, clearly articulate why you're a good fit for the role. Mention your analytical skills, attention to detail, and ability to communicate complex issues effectively. Use specific examples from your past experience to demonstrate these qualities.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter. Ensure there are no spelling or grammatical errors, as attention to detail is critical in compliance roles. A polished application reflects your professionalism and commitment.
How to prepare for a job interview at Black Swan Group
✨Know Your Regulations
Familiarise yourself with key financial regulations such as AIFMD and FCA guidelines. Being able to discuss these in detail will show your understanding of the compliance landscape and demonstrate your readiness for the role.
✨Showcase Your Analytical Skills
Prepare examples of how you've tackled complex compliance issues in the past. Highlight your analytical and problem-solving skills, as these are crucial for a Compliance Associate position.
✨Communicate Clearly
Practice explaining compliance concepts in simple terms. The ability to communicate complex issues clearly to diverse stakeholders is essential, so be ready to demonstrate this skill during the interview.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your decision-making process in compliance situations. Think through potential challenges you might face in the role and how you would address them.
