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- Tasks: Review client files for compliance and ensure top-notch outcomes.
- Company: Join James Hallam, a family-run insurance broker with over 40 years of experience.
- Benefits: Enjoy a pension scheme, private medical insurance, and exam rewards.
- Why this job: Be part of a supportive culture that values relationships and personal growth.
- Qualifications: 2+ years in commercial insurance and strong FCA knowledge required.
- Other info: Flexible working options available between offices and remote.
The predicted salary is between 36000 - 60000 £ per year.
Location: Flexible between James Hallam offices/Remote Considered
Salary: Dependant on Experience
About the Company: James Hallam are a leading independent Insurance Broker in the UK and have been operating for over 40 years. We are a family business and our family heritage lies at the heart of how we work. We invest time in all our relationships including our own people.
The Role: As an auditor, you would be responsible for reviewing client files to ensure compliance with FCA requirements, company procedures and that we are providing our clients with the best outcome. This is a full-time role that would suit someone with existing commercial insurance experience.
Key Duties & Responsibilities:
- Maintain a quality audit process of client files.
- Prepare and report feedback to team managers monthly.
- Develop good working relationships with managers.
- Maintain records of audits.
- Produce monthly reports to Manager.
- Carry out file audits at a high level in line with FCA Requirements.
- Assist the team with shared responsibility for achievement of the required number of monthly audits.
- Ensure that you always operate within the Divisions systems, policies, and procedures.
- Liaise with Manager to plan resource and achievement towards required audit levels.
- Provide feedback to Manager on effectiveness of the audit process.
- Carry out training for trading teams on the audit process.
- Carrying out checks for claims payments (claims experience not required).
What we're looking for:
- A minimum of 2 years commercial broking/insurance experience.
- Good technical knowledge in commercial insurance including but not limited to, commercial property, motor fleet, professional indemnity, commercial combined.
- Knowledge of FCA requirements for Insurance Brokers.
- Organised.
- Self-motivated and able to work independently.
- A high level of attention to detail.
- Excellent interpersonal and communication skills.
- Acturis experience is preferable.
- Cert CII or above is preferable.
Benefits:
- Company Pension Scheme.
- Group Income Protection.
- Voluntary Private Medical Health Insurance.
- Exam Rewards.
- Eye Tests.
Compliance Auditor employer: Seventeen Group Limited
Contact Detail:
Seventeen Group Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Auditor
✨Tip Number 1
Familiarise yourself with FCA requirements and regulations specific to insurance brokers. This knowledge will not only help you in the role but also demonstrate your commitment and understanding of the industry during interviews.
✨Tip Number 2
Network with professionals in the commercial insurance sector, especially those who have experience in auditing. Engaging with them can provide insights into the role and may even lead to referrals or recommendations.
✨Tip Number 3
Showcase your organisational skills by preparing examples of how you've managed audits or compliance checks in previous roles. Being able to discuss specific instances where you maintained high attention to detail will set you apart.
✨Tip Number 4
If you have experience with Acturis, make sure to highlight it. If not, consider familiarising yourself with the software, as it could give you an edge over other candidates who may not have that experience.
We think you need these skills to ace Compliance Auditor
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in commercial insurance and compliance. Emphasise any specific roles or projects where you maintained quality audit processes or liaised with management.
Craft a Strong Cover Letter: In your cover letter, express your passion for the role and the company. Mention your understanding of FCA requirements and how your skills align with the responsibilities outlined in the job description.
Highlight Relevant Skills: Clearly outline your technical knowledge in commercial insurance, attention to detail, and interpersonal skills. Use specific examples from your past experiences to demonstrate these abilities.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for an auditor role.
How to prepare for a job interview at Seventeen Group Limited
✨Know Your FCA Requirements
Make sure you have a solid understanding of the FCA requirements relevant to insurance brokers. Be prepared to discuss how these regulations impact your auditing process and how you ensure compliance in your previous roles.
✨Showcase Your Technical Knowledge
Highlight your experience with commercial insurance, especially in areas like commercial property and motor fleet. Be ready to provide examples of how your technical knowledge has helped you in past auditing roles.
✨Demonstrate Organisational Skills
Since the role requires maintaining records and producing reports, be prepared to discuss your organisational strategies. Share specific methods you use to keep track of audits and manage your workload effectively.
✨Build Rapport with Interviewers
As the role involves developing good working relationships with managers, focus on your interpersonal skills during the interview. Engage with your interviewers, ask questions, and show genuine interest in their team dynamics.
