Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Review client files for compliance and ensure top-notch outcomes.
- Company: Join James Hallam, a family-run insurance broker with over 40 years of experience.
- Benefits: Enjoy flexible working, a pension scheme, and health perks.
- Why this job: Be part of a supportive culture that values relationships and personal growth.
- Qualifications: 2+ years in commercial insurance and strong FCA knowledge required.
- Other info: Remote work options available; training provided for audit processes.
The predicted salary is between 36000 - 60000 £ per year.
Location: Flexible between James Hallam offices/Remote Considered
Salary: Dependant on Experience
About the Company
James Hallam are a leading independent Insurance Broker in the UK and have been operating for over 40 years. We are a family business and our family heritage lies at the heart of how we work. We invest time in all our relationships including our own people.
The Role
As an auditor, you would be responsible for reviewing client files to ensure compliance with FCA requirements, company procedures and that we are providing our clients with the best outcome. This is a full-time role that would suit someone with existing commercial insurance experience.
Key Duties & Responsibilities
- Maintain a quality audit process of client files.
- Prepare and report feedback to team managers monthly.
- Develop good working relationships with managers.
- Maintain records of audits.
- Produce monthly reports to Manager.
- Carry out file audits at a high level in line with FCA Requirements.
- Assist the team with shared responsibility for achievement of the required number of monthly audits.
- Ensure that you always operate within the Divisions systems, policies, and procedures.
- Liaise with Manager to plan resource and achievement towards required audit levels.
- Provide feedback to Manager on effectiveness of the audit process.
- Carry out training for trading teams on the audit process.
- Carrying out checks for claims payments (claims experience not required).
What we're looking for:
- A minimum of 2 years commercial broking/insurance experience
- Good technical knowledge in commercial insurance including but not limited to, commercial property, motor fleet, professional indemnity, commercial combined
- Knowledge of FCA requirements for Insurance Brokers
- Organised
- Self-motivated and able to work independently
- A high level of attention to detail
- Excellent interpersonal and communication skills
- Acturis experience is preferable
- Cert CII or above is preferable
Benefits:
- Company Pension Scheme
- Group Income Protection
- Voluntary Private Medical Health Insurance
- Exam Rewards
- Eye Tests
Compliance Auditor employer: Seventeen Group Limited
Contact Detail:
Seventeen Group Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Auditor
✨Tip Number 1
Familiarise yourself with FCA requirements and regulations specific to commercial insurance. This knowledge will not only help you in the role but also demonstrate your commitment and expertise during interviews.
✨Tip Number 2
Network with professionals in the insurance industry, especially those who work in compliance or auditing roles. Engaging with others can provide insights into the company culture at James Hallam and may even lead to referrals.
✨Tip Number 3
Prepare to discuss your previous auditing experiences in detail. Be ready to share specific examples of how you've maintained quality audit processes and provided feedback to managers, as this will highlight your suitability for the role.
✨Tip Number 4
Showcase your organisational skills by discussing how you manage multiple audits and maintain records effectively. This is crucial for the role and will set you apart from other candidates.
We think you need these skills to ace Compliance Auditor
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in commercial insurance and compliance. Emphasise any specific roles or projects where you maintained audit processes or ensured FCA compliance.
Craft a Strong Cover Letter: In your cover letter, express your passion for the role and the company. Mention your understanding of FCA requirements and how your previous experience aligns with the responsibilities outlined in the job description.
Showcase Your Skills: Highlight your attention to detail and organisational skills in your application. Provide examples of how you've successfully managed audits or compliance checks in past roles.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors. A polished application reflects your professionalism and attention to detail, which are crucial for an auditor role.
How to prepare for a job interview at Seventeen Group Limited
✨Know Your FCA Requirements
Make sure you brush up on the FCA requirements relevant to insurance brokers. Being able to discuss these confidently will show that you understand the regulatory landscape and can ensure compliance in your role.
✨Demonstrate Your Audit Process Knowledge
Be prepared to explain your approach to maintaining a quality audit process. Share specific examples from your past experience where you successfully conducted audits and how you reported feedback to management.
✨Highlight Your Interpersonal Skills
Since building relationships with managers is key, think of instances where you've effectively communicated or collaborated with others. This will help illustrate your ability to work well within a team.
✨Showcase Your Attention to Detail
Prepare to discuss how you ensure accuracy in your work. You might want to share examples of how your attention to detail has positively impacted your previous roles, especially in auditing or compliance.
