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- Tasks: Lead compliance tasks, prepare reports, and guide teams on ethics.
- Company: Join a professional services firm focused on regulatory compliance and risk management.
- Benefits: Enjoy hybrid working options and a supportive team environment.
- Why this job: Make an impact in compliance while developing your skills in a dynamic setting.
- Qualifications: Qualified accountant with experience in audit or compliance required.
- Other info: Based in London, this role offers a blend of remote and office work.
The predicted salary is between 43200 - 72000 £ per year.
This role sits within a central Risk and Compliance function of a professional services firm, supporting firmwide regulatory compliance (focusing on audit, ethics, and enterprise risk management). It includes advisory, monitoring, policy development, and internal training responsibilities.
Key Responsibilities:
- Lead and support tasks related to ISQM (UK) 1, ethical standards, and compliance monitoring.
- Prepare internal reports and manage external regulatory visits.
- Provide guidance to client-facing teams on compliance and ethics matters.
- Draft policies, internal communications, and maintain intranet content.
- Support firmwide training and strategic risk initiatives.
- Conduct targeted compliance reviews.
Requirements:
- Qualified accountant (or equivalent) with audit or professional ethics/compliance experience.
- Strong understanding of ICAEW Code of Ethics, FRC Ethical Standard, ISQM (UK) 1.
- Skilled in interpreting regulations, risk assessment, and policy implementation.
- Effective communicator with strong analytical and organisational skills.
Desirable Knowledge:
- UK Audit Regulations, Practice Assurance, disciplinary frameworks, Company Law, UK GAAP, IFRS (UK), and ISA (UK).
Location: UK-based (preferably London), hybrid working available.
Risk & Compliance Manager employer: Warner Scott Recruitment Ltd
Contact Detail:
Warner Scott Recruitment Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk & Compliance Manager
✨Tip Number 1
Network with professionals in the risk and compliance field. Attend industry events, webinars, or local meetups to connect with people who work in similar roles. This can help you gain insights into the company culture and potentially get a referral.
✨Tip Number 2
Stay updated on the latest regulations and compliance standards relevant to the role. Follow industry news, subscribe to relevant publications, and engage in online forums to demonstrate your knowledge during interviews.
✨Tip Number 3
Prepare to discuss specific examples of how you've handled compliance issues in the past. Think about challenges you've faced and how you resolved them, as this will showcase your problem-solving skills and experience.
✨Tip Number 4
Familiarise yourself with StudySmarter's values and mission. Understanding our approach to risk and compliance will allow you to align your answers with our goals during the interview process, making you a more attractive candidate.
We think you need these skills to ace Risk & Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your qualifications as a Risk & Compliance Manager. Emphasise your experience with audit, ethics, and compliance monitoring, and include specific examples of how you've led compliance initiatives or developed policies.
Craft a Compelling Cover Letter: In your cover letter, address the key responsibilities outlined in the job description. Explain how your background aligns with their needs, particularly your understanding of the ICAEW Code of Ethics and ISQM (UK) 1. Show enthusiasm for the role and the firm.
Highlight Relevant Experience: When detailing your work history, focus on roles that involved regulatory compliance, risk assessment, or policy development. Use metrics to demonstrate your impact, such as successful audits or improved compliance rates.
Proofread and Edit: Before submitting your application, carefully proofread your documents. Look for any spelling or grammatical errors, and ensure that your writing is clear and professional. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Warner Scott Recruitment Ltd
✨Know Your Regulations
Familiarise yourself with the ICAEW Code of Ethics and ISQM (UK) 1. Be prepared to discuss how these regulations impact compliance and risk management in a professional services context.
✨Showcase Your Experience
Highlight your previous experience in audit or compliance roles. Be ready to provide specific examples of how you've successfully managed compliance tasks or led training initiatives.
✨Demonstrate Strong Communication Skills
As a Risk & Compliance Manager, effective communication is key. Practice articulating complex compliance issues clearly and concisely, as you may need to explain these to client-facing teams.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past challenges you've faced and how you resolved them, focusing on your analytical approach.
