Vice President, Compliance
Vice President, Compliance

Vice President, Compliance

Full-Time 72000 - 108000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead compliance efforts and provide regulatory advice across various investment teams.
  • Company: Join a top private markets firm managing over $200 billion in assets.
  • Benefits: Enjoy competitive salary, professional development opportunities, and a dynamic work environment.
  • Why this job: Be part of a reputable firm making an impact in private equity and real estate.
  • Qualifications: 5-10 years of compliance experience with strong UK and EU regulatory knowledge required.
  • Other info: This role is based in London and reports to the EMEA Chief Compliance Officer.

The predicted salary is between 72000 - 108000 £ per year.

We are currently representing a leading private markets firm with over $200 billion in assets under management. The firm is seeking a Vice President to join its London office, reporting directly to the EMEA Chief Compliance Officer. This role will support all business lines, including private equity, real estate, private credit, and liquid strategies.

Responsibilities:

  • Provide regulatory advice to all investment teams and business lines
  • Manage daily compliance tasks, including code-of-ethics
  • Manage on potential conflicts between private and public sides
  • Lead regulatory project implementation and advise on upcoming regulatory changes
  • Deliver training to new joiners and wider stakeholders

Requirements:

  • 5 - 10 years of compliance experience, ideally spent within private markets or hedge funds
  • Strong UK and EU regulatory knowledge

Vice President, Compliance employer: Rutherford

As a leading private markets firm based in London, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee growth and development. Our commitment to compliance excellence is matched by our dedication to providing comprehensive training and support, ensuring that our team members thrive in their roles while contributing to the firm's success. With competitive benefits and a collaborative environment, we offer a unique opportunity for professionals seeking meaningful and rewarding careers in the financial sector.
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Contact Detail:

Rutherford Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Vice President, Compliance

✨Tip Number 1

Network with professionals in the private markets sector. Attend industry events, webinars, or conferences where compliance experts gather. This can help you gain insights into the latest regulatory changes and establish connections that may lead to job opportunities.

✨Tip Number 2

Stay updated on UK and EU regulatory developments. Subscribe to relevant newsletters or follow regulatory bodies on social media. Demonstrating your knowledge of current regulations during interviews can set you apart from other candidates.

✨Tip Number 3

Consider reaching out to current or former employees of the firm for informational interviews. They can provide valuable insights into the company culture and expectations for the Vice President role, which can help you tailor your approach.

✨Tip Number 4

Prepare to discuss specific compliance challenges faced by private equity and hedge funds. Being able to articulate your understanding of these issues and how you've addressed them in the past will demonstrate your expertise and readiness for the role.

We think you need these skills to ace Vice President, Compliance

Regulatory Knowledge
Compliance Management
Risk Assessment
Conflict Resolution
Project Management
Training and Development
Stakeholder Engagement
Analytical Skills
Attention to Detail
Communication Skills
Knowledge of Private Markets
Understanding of Hedge Fund Regulations
Adaptability to Regulatory Changes
Leadership Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your compliance experience, particularly within private markets or hedge funds. Emphasise your regulatory knowledge and any relevant projects you've led.

Craft a Compelling Cover Letter: In your cover letter, address the specific responsibilities mentioned in the job description. Explain how your experience aligns with the role and demonstrate your understanding of UK and EU regulations.

Showcase Relevant Achievements: Include specific examples of how you've provided regulatory advice or managed compliance tasks in previous roles. Quantify your achievements where possible to illustrate your impact.

Proofread Your Application: Before submitting, carefully proofread your application for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial in compliance roles.

How to prepare for a job interview at Rutherford

✨Showcase Your Regulatory Knowledge

Make sure to brush up on UK and EU regulations relevant to private markets and hedge funds. Be prepared to discuss specific regulations and how they impact compliance strategies, as this will demonstrate your expertise and readiness for the role.

✨Prepare for Scenario-Based Questions

Expect questions that ask you to navigate potential conflicts between private and public sides. Think of examples from your past experience where you successfully managed such situations, as this will highlight your problem-solving skills and practical knowledge.

✨Emphasise Your Leadership Skills

As a Vice President, you'll be expected to lead projects and deliver training. Prepare to discuss your leadership style and provide examples of how you've effectively led teams or initiatives in the past, particularly in a compliance context.

✨Demonstrate Your Training Abilities

Since delivering training to new joiners and stakeholders is part of the role, think about how you can convey complex compliance topics in an engaging way. Be ready to share your experiences in training others and how you ensure understanding and compliance across teams.

Vice President, Compliance
Rutherford
R
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