Compliance and Operations Analyst

Compliance / Operations Analyst A growing investment firm is seeking a proactive Operations Analyst to support the senior team in compliance, governance, and business operations. Responsibilities include Consumer Duty, MI reporting, process improvements, and exploring AI for efficiency. Responsibilities: Collaborate with senior leadership to enhance governance and compliance Lead Consumer Duty processes, policies, and reporting Coordinate across teams such as investments, marketing, risk, and client service Improve operational and regulatory outcomes Maintain accurate documentation and smooth reporting Requirements: Experience in a compliance or governance operations role within the financial services sector Strong understanding of Consumer Duty Organized, curious, and analytical mindset #J-18808-Ljbffr