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For Companies At a Glance
- Tasks: Lead risk management projects and support compliance initiatives in financial services.
- Company: Join EY, a global leader in professional services, focused on transforming the financial industry.
- Benefits: Enjoy flexible working, competitive pay, and a range of perks tailored to your needs.
- Why this job: Be part of a dynamic team driving change in wealth and asset management.
- Qualifications: Experience in risk and compliance within financial services is essential.
- Other info: Opportunities for mentorship and career development await you at EY.
The predicted salary is between 48000 - 84000 £ per year.
Join to apply for the role at EY. EY's Financial Services practice is a unique industry-focused business unit that provides a broad range of integrated services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers, insurance and energy trading companies.
EY UK’s Wealth & Asset Management Risk & Regulation Team is the largest in EMEIA and has a market leading position in Risk Management services, working across the wealth & asset management market on a broad range of engagements with a diverse portfolio of clients. The Wealth & Asset Management Risk & Regulation Team focuses on delivering sustainable benefits to our clients through enhancing business decisions based on improved and effective risk management.
The opportunity
Our objective is to be market leading in supporting the delivery of the CRO and CCO’s agenda. Accordingly, the Wealth & Asset Management Risk & Regulation Team looks to offer both breadth and depth in all Regulatory / Compliance and Risk Management initiatives ranging from Regulatory Change programmes, Regulatory Due Diligence services during transactions, providing advice on a specific element of the Conduct or Risk Management Frameworks in more detail, through to delivering a full Risk and Compliance Transformation programme for the client, collaborating with multiple EY Teams.
Your Key Responsibilities
- Risk Management Frameworks including governance arrangements, risk appetite, control frameworks, Risk MI & Reporting, Risk Management Culture
- Compliance Target Operating Model including Compliance Monitoring
- Regulatory Change programmes
- Regulatory Due Diligence during transactions
- Skilled Person Reviews
- Review & Recommend reports on FCA Handbook rules
- Investment Risk Funds regulation in UK and Europe
- Regulatory Reporting
- Fund and legal entity authorisations
You will:
- Contribute to the articulation of EY findings, conclusions and recommendations in writing or verbally
- Support the analysis of emerging issues, the articulation of an EY point of view and the development of an EY proposition
- Be responsible for engagement planning, management, and leading small teams in wealth & asset management engagements
- Work effectively as a team member sharing responsibility, providing support and updating senior members on progress
- Mentor staff and conduct performance reviews and contribute to performance feedback for staff
- Support bids and proposals for new client opportunities and grow existing valued relationships
Skills And Attributes For Success
- Excellent stakeholder management and communication skills
- Strong project management experience
- Ability to prioritise and challenge
- Strong academic background
- Ability to build networks and relationships
- Strong written and verbal communication skills for report writing and client presentations
- Proactive attitude
To qualify for the role you must have:
- Experience of working within a Wealth and/or Asset Manager’s Risk & Compliance Team OR experience of delivering Risk & Regulatory services for another Advisory firm
- Knowledge and experience of Risk Management Frameworks in Wealth & Asset Managers
- Up to date knowledge of the regulatory environment impacting Wealth & Asset Management
What We Look For
We are looking for people passionate about accelerating their careers in Wealth & Asset Management and who want to help transform the financial services industry. If you have relevant experience in advisory roles, a passion for enacting change in the Wealth & Asset Management industry, combined with the drive to help businesses achieve their potential, this role is for you.
What We Offer
We offer a competitive remuneration package where you’ll be rewarded for your individual and team performance. Our comprehensive Total Rewards package includes support for flexible working and career development, and with MyReward you can select benefits that suit your needs, covering holidays, health and well-being, insurance, savings and a wide range of discounts, offers and promotions.
Plus, we offer:
- Support, coaching and feedback from some of the most engaging colleagues around
- Opportunities to develop new skills and progress your career
- The freedom and flexibility to handle your role in a way that’s right for you
If you can confidently demonstrate that you meet the criteria above, please contact us as soon as possible. Join us in building a better working world. Apply now.
Manager - WAM Risk and Regulatory Advisory employer: EY
Contact Detail:
EY Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Manager - WAM Risk and Regulatory Advisory
✨Tip Number 1
Network with professionals in the Wealth & Asset Management sector. Attend industry events, webinars, or local meetups to connect with people who work at EY or similar firms. Building these relationships can provide you with insider knowledge and potentially a referral.
✨Tip Number 2
Stay updated on the latest regulatory changes affecting the Wealth & Asset Management industry. Subscribe to relevant newsletters or follow key influencers on social media. This knowledge will not only help you in interviews but also demonstrate your commitment to the field.
✨Tip Number 3
Prepare for potential case studies or scenario-based questions during the interview process. Familiarise yourself with common risk management frameworks and compliance challenges faced by asset managers. Practising how to articulate your thought process can set you apart from other candidates.
✨Tip Number 4
Showcase your project management skills by discussing specific examples where you've successfully led teams or managed complex projects. Highlighting your ability to prioritise and challenge effectively will resonate well with the expectations of the Manager role.
We think you need these skills to ace Manager - WAM Risk and Regulatory Advisory
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in Wealth and Asset Management, particularly in Risk and Compliance. Use keywords from the job description to demonstrate that you meet the specific requirements.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for the role and the industry. Mention specific projects or experiences that align with EY's objectives in Risk Management and Regulatory Advisory.
Demonstrate Stakeholder Management Skills: In your application, provide examples of how you've successfully managed stakeholders in previous roles. This is crucial for the Manager position, so highlight your communication and relationship-building skills.
Showcase Your Analytical Abilities: Include instances where you've analysed complex issues and provided actionable insights. This will reflect your capability to contribute to EY's findings and recommendations effectively.
How to prepare for a job interview at EY
✨Understand the Regulatory Landscape
Make sure you have a solid grasp of the current regulatory environment affecting Wealth & Asset Management. Be prepared to discuss recent changes and how they impact risk management practices.
✨Showcase Your Stakeholder Management Skills
Highlight your experience in managing relationships with various stakeholders. Prepare examples that demonstrate your ability to communicate effectively and navigate complex situations.
✨Demonstrate Project Management Experience
Be ready to discuss specific projects you've managed, focusing on your role in planning, execution, and team leadership. Use metrics to illustrate your success and the impact of your contributions.
✨Prepare for Scenario-Based Questions
Expect questions that require you to think critically about risk management scenarios. Practice articulating your thought process and decision-making strategies in response to hypothetical challenges.
