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- Tasks: Join a dynamic team in Edinburgh, ensuring compliance with AML and KYC regulations.
- Company: A reputable Financial Advisory & Investment Management firm based in London.
- Benefits: Enjoy a full-time role with opportunities for growth in a vibrant work environment.
- Why this job: Make a real impact in financial crime prevention while developing your skills in a supportive culture.
- Qualifications: Previous experience in AML/KYC and client onboarding is essential; knowledge of financial regulations is a plus.
- Other info: Ideal for those looking to kickstart their career in finance with a focus on compliance.
The predicted salary is between 28800 - 48000 £ per year.
A highly credible Financial Advisory & Investment Management firm based in the City Of London.
The Role: This role is joining an exciting new team based in Edinburgh. The Client Due Diligence Associate will play a key role in supporting the AML and Onboarding department. The Client Due Diligence Associate will ensure that Customer Due Diligence and Client Periodic Reviews are conducted effectively for new customers and ensure that the company’s Anti-Financial Crime policies and all other relevant applicable regulatory requirements are complied with.
- Ensure that appropriate Client Due Diligence, KYC, and AML checks are carried out on all new Investment Management clients/customers in accordance with policies and procedures.
- The Client Associate Due Diligence will ensure that appropriate client documentation is issued to all new customers.
- Provide advice and assistance to the Front-Office on the relevant onboarding policies and documentation requirements.
- Conduct analysis and due diligence of received AML/Sanction screening alerts and recognize high-risk files, PEPs, adverse information, reputational risk, and other compliance/financial crime risk triggers - undertake enhanced client due diligence on these files and escalate where necessary.
- The Client Due Diligence Associate will support the MLRO in wider aspects of KYC, Client Onboarding, and Financial Crime prevention, including Anti-Money Laundering (AML), Anti-Bribery and Corruption (ABC), Sanctions, Tax Compliance, and Counter Terrorist Financing (CTF).
The Candidate: Previous AML/KYC, Client onboarding/Client Due Diligence experience, preferably within an investment management firm. Some experience with Jersey-based clients would be helpful. Experience of working within a Client Onboarding/Compliance/Financial Crime with exposure to Money Laundering, Sanctions, and High-Risk Markets. Knowledge of EU and UK Financial Services Regulation, MiFID, JMLSG; Money Laundering Regulations.
Client Due Diligence Analyst , KYC , AML , Investment Management , EDINBURGH employer: JJ SEARCH LIMITED
Contact Detail:
JJ SEARCH LIMITED Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Client Due Diligence Analyst , KYC , AML , Investment Management , EDINBURGH
✨Tip Number 1
Familiarise yourself with the specific regulations and compliance frameworks relevant to KYC and AML in the UK and EU. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the investment management sector, especially those who work in compliance or due diligence roles. Attend industry events or join relevant online forums to gain insights and potentially get referrals.
✨Tip Number 3
Stay updated on current trends and challenges in financial crime prevention. Being knowledgeable about recent cases or changes in legislation can give you an edge during discussions with potential employers.
✨Tip Number 4
Prepare for situational interview questions by thinking of examples from your past experience where you successfully handled compliance issues or conducted thorough due diligence. This will showcase your practical skills and problem-solving abilities.
We think you need these skills to ace Client Due Diligence Analyst , KYC , AML , Investment Management , EDINBURGH
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly understand the responsibilities of a Client Due Diligence Analyst. Familiarise yourself with KYC, AML, and the specific requirements mentioned in the job description.
Tailor Your CV: Customise your CV to highlight relevant experience in AML/KYC and client onboarding. Emphasise any previous roles in investment management or compliance that align with the job requirements.
Craft a Compelling Cover Letter: Write a cover letter that showcases your understanding of the financial services industry and your passion for compliance. Mention specific experiences that demonstrate your ability to handle high-risk files and your knowledge of relevant regulations.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no spelling or grammatical errors, as attention to detail is crucial in this role.
How to prepare for a job interview at JJ SEARCH LIMITED
✨Know Your AML and KYC Regulations
Familiarise yourself with the latest AML and KYC regulations, especially those relevant to the UK and EU. Being able to discuss these regulations confidently will show your understanding of the compliance landscape and how it impacts the role.
✨Demonstrate Analytical Skills
Prepare to showcase your analytical skills by discussing past experiences where you identified high-risk clients or flagged potential issues. Use specific examples to illustrate your thought process and decision-making abilities in due diligence scenarios.
✨Understand the Investment Management Sector
Research the investment management industry and understand the specific challenges it faces regarding client onboarding and financial crime prevention. This knowledge will help you relate your answers to the company's context and demonstrate your genuine interest in the role.
✨Prepare Questions for the Interviewers
Have a list of insightful questions ready to ask your interviewers about the team dynamics, company culture, and expectations for the role. This not only shows your enthusiasm but also helps you assess if the company is the right fit for you.
