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For Companies At a Glance
- Tasks: Lead compliance initiatives and provide expert advice to ensure regulatory adherence.
- Company: Join a top-tier Financial Services organisation committed to excellence and integrity.
- Benefits: Enjoy hybrid working options and a supportive corporate culture.
- Why this job: Make a real impact by shaping compliance strategies and enhancing customer outcomes.
- Qualifications: Must have 2nd line Compliance experience in Financial Services and strong communication skills.
- Other info: Located in Peterborough, this role offers a dynamic work environment.
The predicted salary is between 43200 - 72000 £ per year.
Lutine Bell are currently supporting a leading Financial Services organisation looking to appoint a Compliance Manager into their 2LOD.
Responsibilities:
- Provide expert compliance advice and challenge across business activities, projects, and strategies
- Support incidents, identify trends, and help assess whether regulatory notifications are required
- Contribute input to regulatory change initiatives
- Influence decision-making through governance forums, embedding compliance into everyday operations
- Monitor and share emerging regulatory trends, risks, and best practices
- Partner with the business to continuously improve understanding and delivery of good customer outcomes
Requirements:
- 2nd line Compliance experience in Financial Services (ICOBS knowledge preferable)
- Experience of regulatory frameworks, particularly FCA requirements
- Strong communication, influencing and stakeholder management skills
Location: Peterborough (hybrid working)
Please contact Daniel Billin (danielbillin@lutinebell.com) if you would like further information.
Compliance Manager employer: Lutine Bell
Contact Detail:
Lutine Bell Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and compliance frameworks. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the field.
✨Tip Number 2
Network with professionals in the financial services sector, especially those in compliance roles. Engaging in conversations can provide insights into the company culture and expectations, which can be invaluable during your application process.
✨Tip Number 3
Prepare to discuss specific examples of how you've influenced decision-making in previous roles. Highlighting your ability to embed compliance into operations will resonate well with the hiring team.
✨Tip Number 4
Stay informed about emerging regulatory trends and best practices. Being able to discuss these topics during your interview will showcase your proactive approach and genuine interest in the compliance landscape.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Manager in a Financial Services organisation. Familiarise yourself with key terms like 2LOD, FCA requirements, and ICOBS to tailor your application effectively.
Highlight Relevant Experience: In your CV and cover letter, emphasise your 2nd line Compliance experience and any specific knowledge of regulatory frameworks. Use concrete examples to demonstrate how you've provided compliance advice or influenced decision-making in previous roles.
Showcase Communication Skills: Since strong communication and stakeholder management skills are crucial for this role, include examples of how you've successfully communicated complex compliance issues to various stakeholders. This will help illustrate your ability to influence and partner with the business.
Tailor Your Application: Make sure your application is tailored specifically to the Compliance Manager position. Address the key responsibilities and requirements mentioned in the job description, and explain how your background aligns with them. This shows genuine interest and effort.
How to prepare for a job interview at Lutine Bell
✨Know Your Regulatory Frameworks
Make sure you brush up on your knowledge of regulatory frameworks, especially FCA requirements. Being able to discuss these confidently will show that you understand the compliance landscape and can navigate it effectively.
✨Prepare for Scenario-Based Questions
Expect questions that ask how you would handle specific compliance challenges or incidents. Think about past experiences where you've had to provide compliance advice or influence decision-making, and be ready to share those examples.
✨Demonstrate Strong Communication Skills
As a Compliance Manager, you'll need to communicate complex regulations clearly. Practice articulating your thoughts succinctly and ensure you can explain compliance concepts in a way that non-experts can understand.
✨Show Your Stakeholder Management Experience
Be prepared to discuss how you've successfully partnered with various stakeholders in the past. Highlight instances where you've influenced decisions or improved compliance understanding within a team or organisation.
