Central Compliance

This is a mid-level position reporting directly to the head of central compliance in a renowned asset management firm.

Your responsibilities will include:

• Preparing and presenting reports to senior management in the business to keep them informed of the progress and efforts of the compliance function across the firm.
• Taking responsibility for updating the policies and procedures.
• Assisting with the preparation and delivery of compliance training sessions in the business.
• Assisting in the implementation of new regulatory change across the business.
• Taking part in the wider compliance function by assisting with training, providing management with written reports and other ad-hoc projects.

As a successful applicant you will be in possession of:

• Demonstrated experience in a central compliance, monitoring or generalist position in an investment management position.
• A strong understanding of the FCA rules and regulations.
• Have excellent communication skills both verbal and written as well as experience in writing reports within strict deadlines and to a high standard.

For more information or to apply, please contact the compliance team on 020 3301 5820 or compliancecv@blackswangroup.com