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- Tasks: Support compliance operations and enhance processes in a dynamic Wealth Management team.
- Company: Join Schroders, a global investment manager with over 200 years of history and a commitment to client success.
- Benefits: Enjoy a collaborative work environment, opportunities for growth, and a focus on diversity and inclusion.
- Why this job: Be part of a proactive team that values your input and fosters continuous improvement.
- Qualifications: Experience in Compliance, preferably in Wealth Management, with strong analytical and communication skills.
- Other info: Work from our modern campus near Horsham, West Sussex, with a global team.
The predicted salary is between 28800 - 48000 £ per year.
A proactive, personable, and adaptable individual to join a dynamic team supporting the Wealth Management Division with core Compliance activities.
About Schroders: We are a global investment manager helping institutions, intermediaries, and individuals worldwide to meet their financial goals and ambitions. With around 6,000 employees across six continents and over 200 years of history, we continuously adapt to societal and technological changes while remaining committed to client and societal prosperity.
The WM Risk & Compliance team, based in London, manages global Risk and Compliance frameworks for the WM Division, overseeing their application and supporting local teams through compliance assurance, training, policies, and employee compliance.
You will be based at our Schroders Business Campus near Horsham, West Sussex, our operations hub for Europe, the Middle East, and Africa, handling client servicing, product reporting, and operational oversight.
What You’ll Do:
- Assist the Compliance Manager in enhancing efficient processes, quality management, and continuous improvement within the WM Division's core Compliance activities, including:
- Supporting daily and ad-hoc compliance operations such as policy coordination, due diligence responses, and team administration.
- Participating in monitoring and surveillance activities like account opening reviews, suitability and AML file reviews, and personal account dealing pre-clearance & reporting.
- Helping compile and produce compliance management reports for senior management.
- Performing other tasks as required.
The Knowledge, Experience, And Qualifications That Will Help:
- Experience in Compliance, preferably in Wealth Management or Private Banking.
- Experience with monitoring and surveillance activities.
- Experience working in a global team.
What You’ll Be Like:
- Proactive, inquisitive, and skeptical with strong analytical skills and good judgment.
- Excellent communication skills, both oral and written.
- Ability to document processes clearly.
- Strong management reporting skills.
- Technologically adept and able to optimize tools and systems.
- Independent worker capable of prioritizing tasks effectively.
- Motivated, committed, with a positive attitude.
- Strong numeracy and analytical skills.
- Resilient under pressure with problem-solving initiative.
- Collaborative team player with a focus on continuous improvement.
We value diversity and inclusion, believing they lead to better decision-making and success. We are an equal opportunities employer welcoming applications regardless of age, disability, gender identity, religious beliefs, sexual orientation, socio-economic background, or other protected characteristics.
About Us: We are a global investment manager dedicated to helping clients meet their financial goals through active management, with a history spanning over 200 years and a commitment to societal prosperity.
Compliance Analyst - UK - 535 employer: Schroders
Contact Detail:
Schroders Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst - UK - 535
✨Tip Number 1
Familiarise yourself with the latest compliance regulations and trends in Wealth Management. This knowledge will not only help you during interviews but also demonstrate your proactive approach to staying updated in the field.
✨Tip Number 2
Network with professionals in the compliance sector, especially those working in Wealth Management or Private Banking. Attend industry events or join relevant online forums to build connections that could lead to valuable insights or referrals.
✨Tip Number 3
Prepare to discuss specific examples of your experience with monitoring and surveillance activities. Be ready to explain how you've contributed to compliance processes in previous roles, as this will showcase your practical knowledge and problem-solving skills.
✨Tip Number 4
Demonstrate your technological proficiency by being familiar with compliance tools and systems used in the industry. Highlight any experience you have with data analysis or reporting software, as this will show your ability to optimise processes effectively.
We think you need these skills to ace Compliance Analyst - UK - 535
Some tips for your application 🫡
Understand the Role: Read the job description thoroughly to understand the key responsibilities and required skills for the Compliance Analyst position. Tailor your application to highlight how your experience aligns with these requirements.
Highlight Relevant Experience: Emphasise any previous experience in compliance, particularly within Wealth Management or Private Banking. Use specific examples to demonstrate your familiarity with monitoring and surveillance activities.
Showcase Your Skills: Clearly outline your analytical skills, communication abilities, and problem-solving initiatives in your CV and cover letter. Mention any relevant tools or systems you are adept at using that could benefit the team.
Craft a Strong Cover Letter: Write a compelling cover letter that not only summarises your qualifications but also conveys your enthusiasm for the role and the company. Make sure to express your commitment to diversity and inclusion, reflecting the company's values.
How to prepare for a job interview at Schroders
✨Show Your Compliance Knowledge
Make sure to brush up on your understanding of compliance regulations, especially those relevant to Wealth Management. Be prepared to discuss your previous experience in compliance roles and how it relates to the responsibilities outlined in the job description.
✨Demonstrate Analytical Skills
Since the role requires strong analytical skills, be ready to provide examples of how you've used these skills in past positions. You might be asked to analyse a scenario or case study during the interview, so practice articulating your thought process clearly.
✨Highlight Team Collaboration
The job involves working within a global team, so emphasise your ability to collaborate effectively with others. Share specific instances where you worked as part of a team to achieve compliance goals or improve processes.
✨Prepare Questions About Continuous Improvement
Since the role focuses on enhancing processes and quality management, come prepared with insightful questions about how the company approaches continuous improvement. This shows your proactive mindset and genuine interest in contributing to the team's success.
