Technology Audit

Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical skills, exercise professional scepticism, and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment.

This role is for a driven technology auditor to cover our Global Banking and Markets Division and to work as part of a team in integrated audits covering specific Global Banking and Markets sales and trading businesses as well as technology-led projects covering topics including electronic trading, trading platforms and technology control practices, and specializing in the information and cyber security risks and controls.

THE ROLE AND RESPONSIBILITIES

• Communicates and reports on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risk.
• Raise awareness of control risk.
• Assesses the firm’s control culture and conduct risks.
• Monitors management’s implementation of control measures.
• Performing regular risk assessments for the area of coverage.
• Regularly meeting the business/engineering stakeholders and building strong relationships with management.
• Analyzing the business and technology processes to evaluate the effectiveness of the relevant technology controls, including automated application controls and IT general controls.
• Validating that the scoped technology controls meet business, technology, and regulatory requirements.
• Continuously monitoring business and technology developments.
• Monitoring regulatory requirements and developments, as well as industry standards.
• Performing and leading audit work, including defining the scope of risks and controls assessment of controls design and effectiveness, reviewing audit work and reporting findings to internal and external management.
• Validating the closure of management action points.
• Managing, coaching and developing team members.

SKILLS AND EXPERIENCE REQUIRED

• 9+ years’ work experience, and a degree in Computer Science, Information Security, Engineering, or equivalent discipline.
• Knowledge of financial markets, products and services.
• Understanding of management, monitoring, operations, and disaster recovery of systems with high availability.
• Experience with Data Analytics tools and techniques.
• Ability to review/develop code (Java, C++, Python, etc.).
• Cloud security/risk concepts, architecture, controls, implementation, and assessment.
• Security within the software development lifecycle and Infrastructure as Code.
• Vulnerability assessment and penetration testing methodologies and processes.
• Security risks related to web, mobile, serverless and containerized applications, and network infrastructure.
• Relevant technology standards and regulations – NIST Cyber Security Framework, Cloud Security Alliance CCM, FFIEC CAT, ISO 27001, GDPR, NYSDFS, data privacy rules, FFIEC IT handbooks etc.
• Sound understanding of internal control concepts, with the ability to evaluate and determine the appropriateness of controls through consideration of both business and technology risks.
• Technology audit skills including an understanding of system architecture, with understanding of databases, operating systems and messaging.
• Prior experience of testing automated IT application controls and IT general controls.
• Data analysis skills over large datasets (Python experience is desirable).
• Ability to review code.
• Ability to work effectively across a large audit team, understanding the team’s role in the overall strategy of the firm.
• Written and verbal communication skills a must; strong interpersonal skills essential.
• Job requires frequent interaction with technology management.
• Must be able to multitask while managing both time and workload.
• Must be highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly.

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We’re committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.