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- Tasks: Support compliance processes, conduct audits, and deliver training on regulations.
- Company: Join a reputable and growing business in York that values its employees.
- Benefits: Enjoy 25 days holiday, free parking, wellbeing resources, and discounts across York.
- Why this job: Be part of a supportive team culture with regular socials and a focus on work-life balance.
- Qualifications: Strong organisational skills, great communication, and confidence with computer systems required.
- Other info: Extra day off for your birthday and Christmas Eve to enjoy a longer festive break.
Are you a methodical, organised, and confident Administrator who likes working with processes and regulations? Do you want to be part of a well-established and growing business in York where compliance is a core part of their success? This brilliant opportunity will be working for a highly reputable employer that genuinely looks after its people.
As part of a small, close-knit team, you'll benefit from a supportive environment where everyone pitches in and celebrates success together. With regular team socials, free parking, and extra time off for your birthday and Christmas Eve, it's a business that truly values work-life balance. You'll also have access to a wellbeing platform, restaurant and attraction discounts across York, and continuous personal development, making this a fantastic place to build a long-term career in a values-led organisation.
This is a fantastic opportunity for someone looking to develop a rewarding career in compliance within a people-first environment.
What the Compliance Officer job involves:
- Working closely with the Compliance Manager to ensure that all internal activities meet FCA regulations and company policies and processes.
- Supporting the delivery of the Compliance Schedule and Monitoring Plan.
- Conducting monthly internal audits, writing weekly progress reports, and identifying any potential risks to your line manager.
- Delivering training across the business on regulator updates, new policies and procedures, money laundering, etc.
- Investigating and escalating customer complaints where necessary and managing the process fairly.
- Acting as the go-to person for compliance-related queries across the company.
Skills required:
- Excellent organisational and analytical skills.
- Great interpersonal and communication abilities.
- Confidence using a range of computer systems and software.
If you're detail-focused, approachable, and passionate about helping a business operate with integrity, this could be the perfect next step in your career.
Other information:
- 25 days holiday plus bank holidays.
- An extra day off for your birthday.
- Christmas Eve off to enjoy a longer festive break.
- Free onsite parking.
- Access to a wellbeing platform and mental health resources.
- Ongoing personal development and training.
- Discount cards for restaurants and attractions across York.
- A friendly, supportive team culture with a work hard, have fun attitude.
- Regular company and team social events.
Contact Detail:
KD Recruitment Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Familiarise yourself with FCA regulations and compliance processes relevant to the role. This will not only help you understand the job better but also demonstrate your commitment and knowledge during any discussions with us.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in similar environments. Engaging with others can provide insights into the role and may even lead to referrals or recommendations.
✨Tip Number 3
Prepare to discuss your organisational and analytical skills in detail. Think of specific examples from your past experiences where you've successfully managed compliance-related tasks or projects.
✨Tip Number 4
Showcase your interpersonal and communication abilities by being approachable and open during any interactions with us. This is crucial for a role that involves training and addressing compliance queries across the company.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Officer. Familiarise yourself with FCA regulations and the specific compliance processes mentioned in the job description.
Tailor Your CV: Highlight your organisational and analytical skills in your CV. Include any relevant experience that demonstrates your ability to work with processes and regulations, as well as your interpersonal and communication abilities.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your detail-oriented nature. Mention how your values align with the company's people-first approach and your enthusiasm for contributing to their success.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no spelling or grammatical errors, and that all information is clear and concise. A polished application reflects your attention to detail.
How to prepare for a job interview at KD Recruitment Limited
✨Understand Compliance Regulations
Familiarise yourself with the FCA regulations and company policies relevant to the role. Being able to discuss these during your interview will demonstrate your commitment and understanding of compliance.
✨Showcase Organisational Skills
Prepare examples that highlight your organisational and analytical skills. Discuss how you've successfully managed processes or projects in the past, as this is crucial for a Compliance Officer.
✨Demonstrate Interpersonal Abilities
Since the role involves delivering training and handling queries, be ready to showcase your communication skills. Practice explaining complex compliance topics in simple terms to show your ability to engage with others.
✨Prepare for Scenario Questions
Anticipate questions about how you would handle specific compliance scenarios, such as investigating complaints or conducting audits. Think through your approach and be ready to articulate your thought process clearly.
