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- Tasks: You'll ensure compliance with regulations and assist in monitoring activities.
- Company: Join a leading insurance firm committed to excellence and integrity.
- Benefits: Enjoy remote work options, competitive salary, and professional development support.
- Why this job: This role offers growth opportunities and the chance to build a strong professional network.
- Qualifications: A working knowledge of Document Management Systems is essential.
- Other info: Travel may be required for regulatory inspections.
The predicted salary is between 36000 - 60000 £ per year.
Your core focus will be to develop, communicate, train and enforce/ensure compliance with internal and regulatory requirements in our Scottish offices.
Assist in the firm’s existing monitoring activities, ensuring the firm’s obligations to the IPA, ICAS and ICAEW are met.
Assisting with individual regulatory inspection visits from the IPA and ICAEW, including travel to the reviewing offices where necessary.
Supervision of remedial actions/plan of action required following regulatory visits.
Periodic review of compliance with AML / KYC processes.
Ability to provide training and guidance.
Help you grow by supporting you to learn new skills, build technical knowledge, alongside your professional development.
Give you the opportunity to build your network across our Group and external stakeholders.
Provide a competitive salary and benefits package.
Working knowledge of a Document Management System.
Open to remote working.
Assistant Compliance Manager (Insurance) employer: Begbies Traynor Group
Contact Detail:
Begbies Traynor Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Assistant Compliance Manager (Insurance)
✨Tip Number 1
Familiarise yourself with the specific compliance regulations relevant to the insurance sector, particularly those enforced by the IPA, ICAS, and ICAEW. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals already working in compliance roles within the insurance industry. Attend relevant webinars or local meetups to gain insights and make connections that could lead to referrals or recommendations.
✨Tip Number 3
Consider obtaining additional certifications related to compliance or risk management. This can set you apart from other candidates and show your dedication to professional development in this field.
✨Tip Number 4
Prepare for potential interview questions by practising how you would handle compliance challenges or regulatory inspections. Use examples from your past experiences to illustrate your problem-solving skills and ability to enforce compliance effectively.
We think you need these skills to ace Assistant Compliance Manager (Insurance)
Some tips for your application 🫡
Understand the Role: Read the job description carefully to understand the key responsibilities and requirements for the Assistant Compliance Manager position. Tailor your application to highlight relevant experience in compliance, training, and regulatory inspections.
Highlight Relevant Experience: In your CV and cover letter, emphasise any previous roles or projects where you developed or enforced compliance measures, particularly in the insurance sector. Use specific examples to demonstrate your skills in AML/KYC processes and training others.
Showcase Your Skills: Make sure to include any technical skills that are relevant to the role, such as familiarity with Document Management Systems. Mention your ability to communicate effectively and provide training, as these are crucial for the position.
Craft a Compelling Cover Letter: Write a personalised cover letter that connects your background to the job requirements. Explain why you are interested in the role and how your skills can contribute to the company's compliance efforts. Be sure to convey your enthusiasm for the opportunity.
How to prepare for a job interview at Begbies Traynor Group
✨Understand Compliance Regulations
Familiarise yourself with the key compliance regulations relevant to the insurance industry, such as those from the IPA, ICAS, and ICAEW. Being able to discuss these regulations confidently will demonstrate your knowledge and commitment to the role.
✨Showcase Training Experience
Prepare examples of how you've previously developed or delivered training on compliance topics. Highlighting your ability to communicate complex information clearly will be crucial, as training others is a key part of the job.
✨Demonstrate Problem-Solving Skills
Be ready to discuss specific instances where you've identified compliance issues and implemented solutions. This will show your proactive approach and ability to supervise remedial actions effectively.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance culture and how they handle regulatory inspections. This not only shows your interest in the role but also helps you gauge if the company aligns with your values.
