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For Companies At a Glance
- Tasks: Lead compliance efforts and manage a global team in the trading sector.
- Company: Join a reputable CFD and Forex trading house with a strong market presence.
- Benefits: Enjoy competitive salary, career growth opportunities, and a dynamic work environment.
- Why this job: Make a significant impact in financial compliance while working with a talented team.
- Qualifications: Experience as SMF16/17 and a strong background in compliance required.
- Other info: Apply now for more details on this exciting opportunity!
The predicted salary is between 72000 - 108000 £ per year.
Our Client is a well established CFD and Forex trading house looking for a new compliance leader. There's a mid sized team in place in the UK and globally and you will be responsible for them.
You will be the SMF16/17 for the business and ideally, will have held this function before. You will be responsible for the full function including financial crime.
For further information, apply to get the job spec.
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Chief Compliance Officer
✨Tip Number 1
Network with professionals in the compliance and financial services sectors. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in compliance, which can give you an edge.
✨Tip Number 2
Familiarise yourself with the specific regulations and compliance frameworks relevant to CFD and Forex trading. This knowledge will not only boost your confidence but also demonstrate your commitment to the role during discussions.
✨Tip Number 3
Prepare to discuss your previous experience as an SMF16/17. Be ready to share specific examples of how you've successfully managed compliance teams and navigated complex regulatory environments.
✨Tip Number 4
Research the company’s current compliance challenges and recent news. This will allow you to tailor your conversations and show that you are proactive and genuinely interested in helping them succeed.
We think you need these skills to ace Chief Compliance Officer
Some tips for your application 🫡
Understand the Role: Familiarise yourself with the responsibilities of a Chief Compliance Officer, especially in the context of CFD and Forex trading. Highlight your experience with financial crime compliance and team leadership.
Tailor Your CV: Ensure your CV reflects relevant experience, particularly any previous roles as SMF16/17. Emphasise your achievements in compliance and risk management to demonstrate your suitability for the position.
Craft a Compelling Cover Letter: Write a cover letter that outlines your understanding of the compliance landscape in trading. Discuss your leadership style and how you plan to manage the compliance team effectively.
Proofread Your Application: Before submitting, carefully proofread your application materials. Check for spelling and grammatical errors, and ensure that all information is clear and professional.
How to prepare for a job interview at Black Swan Group
✨Showcase Your Compliance Expertise
As a Chief Compliance Officer, it's crucial to demonstrate your deep understanding of compliance regulations, especially in the CFD and Forex sectors. Be prepared to discuss your previous experiences and how they relate to the specific challenges faced by the company.
✨Highlight Leadership Skills
Since you'll be managing a mid-sized team, emphasise your leadership style and experience. Share examples of how you've successfully led teams in the past, particularly in high-pressure environments, and how you foster a culture of compliance within your team.
✨Prepare for Financial Crime Discussions
Given that financial crime is a key responsibility, be ready to discuss your strategies for preventing and addressing such issues. Bring up any relevant case studies or initiatives you've implemented that have effectively mitigated risks in your previous roles.
✨Ask Insightful Questions
Interviews are a two-way street, so prepare thoughtful questions about the company's compliance culture and future challenges. This not only shows your interest but also helps you gauge if the company aligns with your values and expectations.
