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For Companies At a Glance
- Tasks: Review client files for compliance and ensure top-notch outcomes.
- Company: Join James Hallam, a family-run insurance broker with over 40 years of experience.
- Benefits: Enjoy flexible working options and a supportive team culture.
- Why this job: Make a real impact while developing your skills in a respected company.
- Qualifications: Previous commercial insurance experience is essential.
- Other info: This role offers a chance to grow within a family-oriented business.
The predicted salary is between 36000 - 60000 £ per year.
Location: Flexible between James Hallam offices/Remote Considered
Salary: Dependant on Experience
About the Company
James Hallam are a leading independent Insurance Broker in the UK and have been operating for over 40 years. We are a family business and our family heritage lies at the heart of how we work. We invest time in all our relationships including our own people.
The Role
As an auditor, you would be responsible for reviewing client files to ensure compliance with FCA requirements, company procedures and that we are providing our clients with the best outcome. This is a full-time role that would suit someone with existing commercial insurance experience.
Key Duties & Responsibilities
- Maintain a quality audit process of client files.
- Prepare and report feedback to team managers monthly.
- Develop good working relationships with managers.
- Maintain records of audits.
- Produce monthly reports to Manager.
- Carry out file audits at a high level in line with FCA Requirements.
- Assist the team with shared responsibility for achievement of the required number of monthly audits.
- Ensure that you always operate within the Divisions systems, policies, and procedures.
- Liaise with Manager to plan resource and achievement towards required audits.
Compliance Auditor employer: Click To Hired
Contact Detail:
Click To Hired Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Auditor
✨Tip Number 1
Familiarise yourself with FCA requirements and regulations related to commercial insurance. This knowledge will not only help you in the role but also demonstrate your commitment and understanding during any discussions with our team.
✨Tip Number 2
Network with professionals in the insurance industry, especially those who have experience in compliance auditing. Engaging with others can provide insights into best practices and may even lead to referrals or recommendations.
✨Tip Number 3
Prepare to discuss your previous auditing experiences in detail. Be ready to share specific examples of how you've maintained quality audit processes and improved compliance in past roles, as this will showcase your suitability for the position.
✨Tip Number 4
Demonstrate your ability to build relationships by preparing questions that show your interest in team dynamics and collaboration. This will highlight your interpersonal skills, which are crucial for working effectively with managers and colleagues.
We think you need these skills to ace Compliance Auditor
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Auditor at James Hallam. Familiarise yourself with FCA requirements and the importance of compliance in commercial insurance.
Tailor Your CV: Highlight your relevant experience in commercial insurance and auditing. Use specific examples that demonstrate your ability to maintain quality audit processes and produce reports, as these are key aspects of the role.
Craft a Compelling Cover Letter: Write a cover letter that reflects your understanding of the company’s values and how your background aligns with their mission. Emphasise your commitment to maintaining compliance and building relationships within a team.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or typos. A polished application shows attention to detail, which is crucial for a Compliance Auditor.
How to prepare for a job interview at Click To Hired
✨Know Your Compliance Basics
Brush up on your knowledge of FCA requirements and compliance standards relevant to commercial insurance. Being able to discuss these confidently will show that you understand the core responsibilities of the role.
✨Demonstrate Attention to Detail
As an auditor, attention to detail is crucial. Prepare examples from your past experience where your meticulous nature led to successful audits or compliance checks. This will highlight your suitability for the role.
✨Build Rapport with Interviewers
Since the role involves developing good working relationships with managers, practice how to engage with your interviewers. Show enthusiasm and be personable; this can make a significant difference in how they perceive you.
✨Prepare Questions About the Company
Research James Hallam and prepare thoughtful questions about their operations and culture. This demonstrates your genuine interest in the company and helps you assess if it’s the right fit for you.
