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- Tasks: Join us as a Compliance Officer, tackling diverse compliance activities in a fast-paced mortgage lending environment.
- Company: Nicholas Howard is a growing specialist FCA regulated mortgage lender with a strong compliance focus.
- Benefits: Enjoy hybrid work, competitive salary, bonuses, and a supportive management team.
- Why this job: Make a real impact while working closely with stakeholders and shaping the compliance function.
- Qualifications: Ideal candidates should have some mortgage experience and a passion for compliance.
- Other info: This role offers exposure to board-level interactions and a chance to take on increasing responsibilities.
The predicted salary is between 36000 - 60000 £ per year.
Nicholas Howard are delighted to be recruiting for a Compliance Officer to join a well established and growing specialist FCA regulated mortgage lending client, supporting the ongoing development of the compliance function. As a fast moving business, there is a great opportunity here for an ambitious and driven compliance professional to really make an impact on the business, taking a broad involvement in a range of activities.
What are we looking for?
The ideal candidate will be looking to progress their career in compliance, with some good initial exposure to mortgages under their belt, and comfortable in a wide ranging 2LOD role covering different areas of compliance including monitoring, reviews, complaint handling, QA, reporting, and ensuring regulatory processes are being followed and are fit for purpose. This will extend to financial crime and AML, supporting with colleague training, and will need good knowledge of current FCA regulatory requirements and MCOB.
What\’s on offer?
As a growing business, with a developing compliance function, the role offers an opportunity to have involvement in a variety of projects and areas of work and exposure to working with all levels of stakeholders, up to board and exec level. With a supportive and empowering management team, coupled with strong relationships across the business, the role is there to be shaped and well suited to a candidate who is keen to add value and take on increasing responsibility. This is supported by a fast moving culture, where decisions and actions can be taken and executed quickly.
The role is based in London and hybrid (3 days in the office), full time, and comes with a competitive salary, bonus and benefits.
Nicholas Howard Ltd | Compliance Officer - Mortgages employer: Nicholas Howard Ltd
Contact Detail:
Nicholas Howard Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Nicholas Howard Ltd | Compliance Officer - Mortgages
✨Tip Number 1
Familiarize yourself with the latest FCA regulations and MCOB requirements. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the compliance field.
✨Tip Number 2
Network with professionals in the mortgage compliance sector. Attend industry events or join relevant online forums to connect with others who can provide insights and potentially refer you to opportunities.
✨Tip Number 3
Prepare to discuss specific examples of how you've handled compliance issues in the past. Highlight your experience in monitoring, reviews, and complaint handling to showcase your suitability for the role.
✨Tip Number 4
Research Nicholas Howard Ltd and their client’s business model. Understanding their operations and compliance challenges will allow you to tailor your conversation and show how you can add value to their team.
We think you need these skills to ace Nicholas Howard Ltd | Compliance Officer - Mortgages
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Officer position. Highlight key responsibilities and required skills, such as knowledge of FCA regulations and experience in mortgage compliance.
Tailor Your CV: Customize your CV to reflect your relevant experience in compliance, particularly in mortgages. Emphasize any specific projects or roles that demonstrate your ability to handle monitoring, reviews, and regulatory processes.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your understanding of the mortgage sector. Mention how your background aligns with the company's needs and express your eagerness to contribute to their compliance function.
Highlight Your Skills: In your application, clearly outline your skills related to financial crime, AML, and colleague training. Provide examples of how you've successfully navigated compliance challenges in previous roles.
How to prepare for a job interview at Nicholas Howard Ltd
✨Understand FCA Regulations
Make sure you have a solid grasp of the current FCA regulatory requirements and MCOB. This knowledge will not only help you answer questions confidently but also demonstrate your commitment to compliance.
✨Showcase Your Experience
Prepare to discuss your previous experience in compliance, particularly in mortgages. Highlight specific examples where you've successfully handled monitoring, reviews, or complaint handling to illustrate your capabilities.
✨Emphasize Team Collaboration
Since the role involves working with various stakeholders, be ready to talk about your experience in collaborating with different teams. Share examples of how you've effectively communicated and built relationships across departments.
✨Demonstrate Ambition and Drive
The company is looking for an ambitious candidate who wants to make an impact. Be prepared to discuss your career goals and how you see yourself growing within the compliance function, showing that you're eager to take on increasing responsibilities.
