Compliance Analyst - Asset Management firm

Compliance Analyst Asset Management firm Location: Leeds, West Yorkshire, United Kingdom Job Description: Support compliance reviews and approvals for financial promotions and marketing materials. Assist the Compliance department in implementing the Compliance Monitoring plan and perform monitoring in areas such as best execution and market abuse. Collaborate with team members on policies, procedures, and compliance issues. Perform daily monitoring of client investment restrictions. Maintain and update compliance registers. Assist in completing and submitting periodic compliance reports and regulatory submissions. Advise staff on compliance matters. Monitor and stay informed of regulatory developments. Support compliance-led projects. Handle employee conflicts of interest. Requirements: At least 2 years of generalist compliance experience gained in a fund or Asset Management firm. Additional details: EU work permit required: Yes Job Views: 2 Posted: 04.06.2025 Expiry Date: 19.07.2025 #J-18808-Ljbffr