Compliance Officer, Regulatory

Compliance Officer, Regulatory

City of London Full-Time 36000 - 60000 Β£ / year (est.) No home office possible
Go Premium
O

At a Glance

  • Tasks: Join our compliance team to manage SMCR and provide regulatory support.
  • Company: Oliver James is a dynamic MGA focused on specialty lines in the insurance sector.
  • Benefits: Enjoy a collaborative work environment with opportunities for professional growth.
  • Why this job: Make an impact in compliance while developing your expertise in a supportive culture.
  • Qualifications: Strong regulatory compliance experience in insurance and excellent communication skills required.
  • Other info: Email your CV to express your interest and kickstart your career!

The predicted salary is between 36000 - 60000 Β£ per year.

Compliance Officer – Regulatory Oliver James are supporting a thriving speciality lines, niche MGA with the search for a Regulatory Officer. You will specialise in SMCR alongside the wider compliance team. Main responsibilities: Report into the Head of Compliance. Manage the SMCR requirements. Providing expert regulatory support to the business. Participate in horizon scanning. Submit regulatory returns. Staying updated on relevant regulatory updates. Manage the company\’s governance timetable. Give regulatory training to staff. Key Skills: Strong regulatory compliance expertise within insurance is essential. Experienced in horizon scanning. Ability to multitask and take initiative. Ability to provide advice and guidance. Excellent written and verbal communication. If this sounds of interest, click apply OR email your interest/ CV to \’milly.gray@oliverjames.com\’ #J-18808-Ljbffr

Compliance Officer, Regulatory employer: Oliver James Associates Ltd.

At Oliver James, we pride ourselves on being an exceptional employer, offering a dynamic work environment that fosters professional growth and collaboration. As a Compliance Officer in our niche MGA, you will benefit from a supportive culture that values regulatory expertise and encourages continuous learning, all while being part of a team that is at the forefront of the insurance industry. Our commitment to employee development, coupled with our focus on compliance excellence, makes us an ideal place for those seeking meaningful and rewarding careers.
O

Contact Detail:

Oliver James Associates Ltd. Recruiting Team

milly.gray@oliverjames.com

StudySmarter Expert Advice 🀫

We think this is how you could land Compliance Officer, Regulatory

✨Tip Number 1

Familiarise yourself with the Senior Managers and Certification Regime (SMCR) as it’s a key focus for this role. Understanding its implications will not only help you in interviews but also demonstrate your proactive approach to compliance.

✨Tip Number 2

Stay updated on the latest regulatory changes in the insurance sector. This knowledge will be crucial during discussions with the hiring team, showcasing your commitment to continuous learning and your ability to adapt to new regulations.

✨Tip Number 3

Prepare to discuss your experience with horizon scanning. Be ready to share specific examples of how you've identified potential regulatory challenges in the past and how you addressed them effectively.

✨Tip Number 4

Highlight your communication skills by preparing to explain complex regulatory concepts in simple terms. This will show your ability to provide guidance and training to staff, which is a vital part of the Compliance Officer role.

We think you need these skills to ace Compliance Officer, Regulatory

Regulatory Compliance Expertise
SMCR Knowledge
Horizon Scanning
Multitasking
Initiative
Advisory Skills
Written Communication
Verbal Communication
Governance Management
Regulatory Training Delivery
Attention to Detail
Analytical Skills
Stakeholder Engagement
Problem-Solving Skills

Some tips for your application 🫑

Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Officer, particularly in relation to SMCR. Familiarise yourself with the key skills required and think about how your experience aligns with these.

Tailor Your CV: Customise your CV to highlight your regulatory compliance expertise within insurance. Emphasise any experience you have with SMCR, horizon scanning, and providing regulatory support, as these are crucial for the role.

Craft a Compelling Cover Letter: Write a cover letter that showcases your understanding of the regulatory landscape and your ability to manage compliance requirements. Use specific examples from your past experiences to demonstrate your skills and initiative.

Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no spelling or grammatical errors, and that your communication is clear and professional, reflecting the excellent written skills required for the position.

How to prepare for a job interview at Oliver James Associates Ltd.

✨Know Your Regulatory Framework

Familiarise yourself with the SMCR and other relevant regulations before the interview. Being able to discuss these frameworks confidently will demonstrate your expertise and show that you are proactive in staying updated.

✨Prepare for Scenario Questions

Expect questions that assess your ability to handle compliance challenges. Prepare examples from your past experience where you successfully managed regulatory issues or provided guidance to colleagues.

✨Showcase Your Communication Skills

As a Compliance Officer, you'll need to communicate complex regulatory information clearly. Practice articulating your thoughts on compliance topics succinctly, as this will be crucial during the interview.

✨Demonstrate Your Multitasking Ability

The role requires managing multiple tasks simultaneously. Be ready to discuss how you've effectively prioritised and managed your workload in previous roles, especially in high-pressure situations.

Compliance Officer, Regulatory
Oliver James Associates Ltd.
Location: City of London
Go Premium

Land your dream job quicker with Premium

You’re marked as a top applicant with our partner companies
Individual CV and cover letter feedback including tailoring to specific job roles
Be among the first applications for new jobs with our AI application
1:1 support and career advice from our career coaches
Go Premium

Money-back if you don't land a job in 6-months

O
Similar positions in other companies
UK’s top job board for Gen Z
discover-jobs-cta
Discover now
>