Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Join our Compliance Team to manage regulatory risks and ensure compliance in a dynamic environment.
- Company: BNY is a leading global financial services company, empowering over 50,000 employees worldwide.
- Benefits: Enjoy competitive pay, flexible resources, generous leave, and a focus on health and wellbeing.
- Why this job: Be part of an innovative culture that values diverse perspectives and makes a global impact.
- Qualifications: Degree or strong professional background in accounting, legal, or Risk/Compliance; compliance qualification preferred.
- Other info: This hybrid role is based in Manchester with no international travel required.
The predicted salary is between 43200 - 72000 £ per year.
Overview At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere. We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about. We’re seeking a future team member for the role of CASS Directory to join our UK Compliance Team. This role is located in Manchester and does not include any international travel – hybrid. Responsibilities: In this role, you’ll be part of a dynamic Compliance Team, working collaboratively with the Business to deeply understand and advise upon our Regulatory Risk. You will do this by: Representing Compliance at CASS Forums to provide oversight and challenge. Liaising with and overseeing the business and Senior Management in respect to existing and emerging issues, risks and breaches. Representing Compliance on Regulatory Change Projects that are impacted by CASS. Liaising with Line of Business Compliance in relation to new business and new products for any CASS considerations. Performing Regulatory Risk Assessments in relation to CASS and helping develop the annual Compliance Plan in relation to CASS. Representing BNY at relevant industry events/forums. Representing Compliance on Client engagements. Providing timely and accurate Management Information where relevant to internal stakeholders. To be successful in this role, we’re seeking the following: Degree educated or a strong academic/professional work record with particular preference for accounting, legal, Risk/Compliance background. A compliance qualification would be a distinct advantage. Proven experience in the UK Financial Sector, with a strong background in Client Asset compliance or assurance. Focused attitude to work with the ability to constantly meet deadlines while ensuring attention to detail, and high level of accuracy. Must be able to understand and apply outcome-focused regulation and have a sound risk awareness whilst maintaining an awareness of commercial pressures on the firm. Our Benefits and Rewards: BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter. BNY is an Equal Employment Opportunity/Affirmative Action Employer – Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans. #J-18808-Ljbffr
Director, Compliance & Control Manager employer: The Bank of New York Mellon
Contact Detail:
The Bank of New York Mellon Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Director, Compliance & Control Manager
✨Tip Number 1
Familiarise yourself with the latest regulations and compliance frameworks relevant to the UK financial sector. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work at BNY or similar organisations. Attend industry events and forums to build connections and gain insights into the company culture and expectations.
✨Tip Number 3
Prepare to discuss specific examples from your past experience that showcase your ability to manage regulatory risks and compliance challenges. Highlighting your problem-solving skills and attention to detail will set you apart from other candidates.
✨Tip Number 4
Research BNY's recent initiatives and projects related to compliance and client asset management. Being able to speak knowledgeably about their current focus areas will show your genuine interest in the role and the company.
We think you need these skills to ace Director, Compliance & Control Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance and risk management, particularly within the UK Financial Sector. Use specific examples that demonstrate your understanding of regulatory frameworks and your ability to meet deadlines.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your alignment with BNY's values. Mention your academic background and any compliance qualifications, and explain how your skills can contribute to their Compliance Team.
Highlight Relevant Experience: In your application, emphasise your previous roles that involved client asset compliance or assurance. Discuss any experience you have with regulatory change projects and how you've successfully managed risks in past positions.
Showcase Soft Skills: Demonstrate your attention to detail and ability to work under pressure in your application. Provide examples of how you've maintained accuracy while meeting tight deadlines, as these are crucial for the role at BNY.
How to prepare for a job interview at The Bank of New York Mellon
✨Understand the Regulatory Landscape
Familiarise yourself with the current regulatory environment, especially regarding Client Asset compliance. Be prepared to discuss recent changes and how they impact the financial sector.
✨Showcase Your Experience
Highlight your previous roles in compliance or risk management, particularly within the UK Financial Sector. Use specific examples to demonstrate your expertise and how it aligns with the responsibilities of the role.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world compliance scenarios. Think about past experiences where you successfully navigated regulatory challenges and be ready to share those stories.
✨Emphasise Collaboration Skills
Since the role involves working closely with various teams, be sure to illustrate your ability to collaborate effectively. Discuss instances where you have worked with senior management or cross-functional teams to achieve compliance goals.
