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- Tasks: Lead compliance efforts and ensure our operations meet all regulatory standards.
- Company: Join a dynamic asset management firm committed to compliance excellence.
- Benefits: Enjoy a permanent contract with opportunities for professional growth.
- Why this job: Make a real impact by safeguarding our business and shaping compliance culture.
- Qualifications: 5+ years in compliance, preferably in financial asset management; relevant degree required.
- Other info: Ideal for those passionate about regulatory frameworks and industry trends.
The predicted salary is between 43200 - 72000 £ per year.
Job Overview:
We are a forward-thinking and dynamic company in the asset management industry, dedicated to upholding the highest standards of compliance and regulatory excellence. We are seeking a senior Compliance Manager to responsible for ensuring that the company\’s operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of our business activities. We offer permanent contract.
Key Responsibilities:
• Oversee and implement the company’s compliance policies and procedures in line with regulations and industry best practices.
• Conduct regular compliance audits and risk assessments to identify and mitigate potential issues.
• Ensure that all employees are aware of and adhere to relevant regulations and internal policies by providing compliance training.
• Act as the primary point of contact for all FCA-related matters, including license applications, audits, and communications.
• Assist in responding to regulatory inspections and investigations, handling compliance issues and complaints.
• Regularly report the company’s compliance status and provide recommendations to senior management.
• Stay up-to-date with changes in regulatory requirements and industry trends, adjusting the company’s compliance strategies accordingly.
Qualifications:
• Bachelor’s degree or higher in Finance, Law, or a related field.
• At least 5 years of compliance experience in the financial asset management industry.
• In-depth knowledge of regulatory regulations and compliance frameworks, with extensive
compliance management experience.
• Thorough understanding of compliance auditing, risk control, and internal controls.
• Strong communication and teamwork skills, with the ability to effectively coordinate
cross-departmental collaboration.
• Proficient in using compliance management tools and software.
• Relevant compliance certifications (e.g., CFA, CIA, CRCM) are preferred.
• Experience working with the FCA is highly desirable.
• Familiarity with compliance and regulatory policies in the crypto industry.
Avenir Group | Compliance Manager employer: Avenir Group
Contact Detail:
Avenir Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Avenir Group | Compliance Manager
✨Tip Number 1
Make sure to familiarize yourself with the latest FCA regulations and compliance frameworks. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing industry.
✨Tip Number 2
Network with professionals in the asset management and compliance sectors. Attend industry events or webinars where you can connect with current Compliance Managers and learn about their experiences and insights.
✨Tip Number 3
Highlight your experience with compliance audits and risk assessments during conversations. Be prepared to discuss specific examples of how you've identified and mitigated compliance issues in previous roles.
✨Tip Number 4
Showcase your communication and teamwork skills by preparing examples of successful cross-departmental collaborations. This will illustrate your ability to work effectively within a team and ensure compliance across the organization.
We think you need these skills to ace Avenir Group | Compliance Manager
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Manager position. Understand the key responsibilities and qualifications required, and think about how your experience aligns with these.
Tailor Your CV: Customize your CV to highlight relevant compliance experience in the financial asset management industry. Emphasize your knowledge of regulatory regulations, compliance frameworks, and any certifications you hold.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your understanding of the industry's best practices. Mention specific examples of how you've successfully managed compliance issues in the past.
Highlight Relevant Skills: In your application, be sure to emphasize your strong communication and teamwork skills, as well as your proficiency with compliance management tools. These are crucial for the role and will set you apart from other candidates.
How to prepare for a job interview at Avenir Group
✨Showcase Your Compliance Expertise
Be prepared to discuss your in-depth knowledge of regulatory regulations and compliance frameworks. Highlight specific experiences where you successfully implemented compliance policies or conducted audits, as this will demonstrate your capability to handle the responsibilities of the role.
✨Demonstrate Strong Communication Skills
Since the role requires effective coordination across departments, practice articulating your thoughts clearly. Prepare examples of how you've communicated complex compliance issues to non-compliance staff, ensuring everyone understands their responsibilities.
✨Stay Updated on Regulatory Changes
Research recent changes in regulatory requirements and industry trends, especially those related to the FCA and the crypto industry. Being knowledgeable about current events will show your commitment to compliance and your proactive approach to adapting strategies.
✨Prepare for Scenario-Based Questions
Anticipate questions that may ask how you would handle specific compliance challenges or regulatory inspections. Think through your problem-solving process and be ready to explain how you would mitigate risks and ensure adherence to policies.
