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- Tasks: Lead compliance projects, advise on regulations, and ensure adherence to legislation.
- Company: Join a dynamic financial services group focused on innovation and compliance excellence.
- Benefits: Enjoy a collaborative culture, opportunities for growth, and the chance to make a real impact.
- Why this job: Shape regulatory responses and work in a fast-paced environment with a supportive team.
- Qualifications: 5+ years in compliance, strong understanding of FCA rules, and project management skills required.
- Other info: Ideal for self-motivated individuals looking to influence senior stakeholders.
The predicted salary is between 43200 - 72000 £ per year.
We’re on the lookout for a Compliance Lead (Projects & Advisory) to join a dynamic and growing Compliance function. In this role, you’ll act as a trusted advisor to the business, supporting the implementation of regulatory and legislative change and providing practical, clear compliance advice across all levels of the organisation.
You’ll lead horizon scanning activities, advise on business initiatives, and ensure regulatory compliance is embedded from project inception to delivery.
What You’ll Be Doing- Maintain core compliance registers, including regulatory risk, data protection risk, horizon scanning, FCA interaction logs, policy indexes, and more
- Deliver clear, concise regulatory development updates to the wider business
- Provide compliance input and regulatory interpretation for projects and operational change initiatives
- Represent the Compliance function in project teams and relevant external forums
- Monitor and communicate changes in legislation and FCA rules, updating policies and procedures accordingly
- Review and approve compliance training content prior to release
- Manage FCA applications and notifications (e.g. changes to approved persons)
- Train Senior Managers on their regulatory responsibilities and lead annual fit and proper assessments
- Build effective, collaborative relationships with internal stakeholders across departments
- 5+ years’ experience in a compliance advisory or regulatory project role within financial services
- Confident interpreting and applying the FCA Handbook (e.g. SYSC, MCOB, COCON, COND, etc.)
- Strong understanding of GDPR, Data Protection Act, and relevant UK financial regulations
- Ability to clearly communicate complex regulation to both technical and non-technical audiences
- Comfortable working with management information and reporting requirements
- Project management capability (PRINCE2 or equivalent desirable)
- Degree-qualified or equivalent professional experience
- Professional compliance qualification (e.g. CeMAP, ICA, or studying towards)
- PRINCE2 or similar project qualification preferred
- Experience working in a lending or brokerage environment is an advantage
- Strong IT skills, especially in Excel and PowerPoint
- Self-motivation, resilience, and accountability
- Ability to build trust and influence senior stakeholders
- A practical mindset – balancing regulatory requirements with business realities
- Excellent written and verbal communication skills
- A team-first attitude, comfortable working cross-functionally
You’ll be part of a specialist financial services business that values innovation, compliance excellence, and doing things the right way. This is a great opportunity to make a tangible impact, take ownership of your work, and grow your expertise in a fast-moving, regulated environment.
Contact Detail:
fs talent Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Lead - Watford
✨Tip Number 1
Familiarise yourself with the FCA Handbook and recent regulatory changes. Being able to discuss specific regulations and how they impact the business will demonstrate your expertise and readiness for the role.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in financial services. Engaging in conversations about current compliance challenges can provide insights that you can bring up during your interview.
✨Tip Number 3
Prepare examples of how you've successfully managed compliance projects or advised on regulatory changes in the past. Highlighting your project management skills and ability to communicate complex regulations will set you apart.
✨Tip Number 4
Showcase your understanding of GDPR and data protection regulations, as these are crucial in the financial services sector. Be ready to discuss how you've implemented compliance measures related to data protection in previous roles.
We think you need these skills to ace Compliance Lead - Watford
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance advisory roles, particularly within financial services. Emphasise your understanding of the FCA Handbook and any project management qualifications you possess.
Craft a Compelling Cover Letter: In your cover letter, express your passion for compliance and regulatory change. Mention specific examples of how you've successfully navigated complex legislation and contributed to compliance initiatives in previous roles.
Showcase Your Communication Skills: Since the role requires clear communication of complex regulations, provide examples in your application that demonstrate your ability to convey technical information to both technical and non-technical audiences.
Highlight Collaborative Experience: The job involves building relationships across departments. Include instances where you've worked collaboratively with various teams or stakeholders to achieve compliance objectives or manage projects.
How to prepare for a job interview at fs talent
✨Know Your Regulations
Make sure you have a solid understanding of the FCA Handbook and relevant UK financial regulations. Be prepared to discuss how you've applied these in previous roles, as this will demonstrate your expertise and confidence in compliance matters.
✨Showcase Your Advisory Skills
Prepare examples of how you've acted as a trusted advisor in past positions. Highlight specific instances where your advice led to successful regulatory compliance or project outcomes, showcasing your ability to communicate complex regulations clearly.
✨Demonstrate Project Management Experience
If you have experience with project management methodologies like PRINCE2, be ready to discuss how you've managed compliance-related projects. Share details about your role in these projects and how you ensured compliance was embedded from inception to delivery.
✨Build Relationships
Emphasise your ability to build effective relationships with stakeholders across departments. Prepare to discuss how you've collaborated with different teams to achieve compliance goals, as this is crucial for the role.
