Compliance Analyst - Asset Management firm

Compliance Analyst Asset Management firm Location: Gloucester, United Kingdom Responsibilities: Support compliance reviews and approvals for financial promotions and marketing materials. Assist in implementing the Compliance Monitoring plan and perform monitoring activities including best execution and market abuse. Collaborate with the compliance team on policies, procedures, and issues. Monitor daily client investment restrictions. Maintain and update compliance registers. Complete and submit periodic compliance reports and regulatory submissions. Advise staff on compliance matters. Stay informed on regulatory developments. Support compliance-led projects. Manage employee conflicts of interest. Requirements: Minimum of 2 years\’ generalist compliance experience within a fund or Asset Management firm. #J-18808-Ljbffr