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- Tasks: Monitor compliance and develop strategies to ensure regulatory adherence in a dynamic financial environment.
- Company: Join a leading financial institution committed to integrity and excellence in compliance.
- Benefits: Enjoy a competitive salary, annual bonuses, and hybrid working options for better work-life balance.
- Why this job: Be part of a crucial team that shapes compliance policies and makes a real impact in the industry.
- Qualifications: Solid compliance experience in finance and knowledge of regulatory frameworks are essential.
- Other info: This is a permanent role based in Moorgate, with opportunities for professional growth.
The predicted salary is between 32000 - 48000 £ per year.
Social network you want to login/join with: Job Description Transaction Monitoring Officer £40k salary Annual bonus Hybrid (3 days per week in Moorgate office) – Permanent Job details: To design, develop and monitor compliance monitoring plan and conduct reviews in accordance with approved methodology covering inter alia: review execution, sample sizes, share findings, escalation process, Management Information (MI) reporting, issues tracking and record keeping. To monitor and regularly assess the adequacy and effectiveness of the measures, controls and procedures put in place by the business and the First Line of defence, ensuring the bank’s compliance with its regulatory obligations. Development and maintenance of Compliance policies & Processes, Manuals and AML Policies. To assist and oversee relevant Compliance/AML staff training to be rolled out annually. Requirements: Solid compliance experience in a financial services environment, acting as a compliance officer or Compliance representative at a senior level. Practical knowledge of FCA/PRA Handbook, SYSC, JMLSG, BCOBS, Financial Crime, ABC, etc. Working knowledge of areas such as Trade Finance, Correspondent Banking, Complaints, FATCA, and AML processes. Proven ability to think strategically and translate concepts into effective processes. Highly developed creative skills to resolve complex problems and identify alternatives where procedures exist. Ability to demonstrate decisiveness and sound judgment consistently. The job posting appears to be active and does not contain any phrases indicating it is expired. #J-18808-Ljbffr
Transaction Monitoring Officer employer: cer Financial
Contact Detail:
cer Financial Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Transaction Monitoring Officer
✨Tip Number 1
Familiarise yourself with the FCA/PRA Handbook and other relevant regulations. Understanding these frameworks will not only help you in interviews but also demonstrate your commitment to compliance and regulatory standards.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in financial services. Engaging with industry experts can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've developed or improved compliance processes in previous roles. Highlighting your strategic thinking and problem-solving skills will set you apart from other candidates.
✨Tip Number 4
Stay updated on current trends and challenges in compliance and AML. Being knowledgeable about recent developments will show your passion for the field and your proactive approach to staying informed.
We think you need these skills to ace Transaction Monitoring Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your solid compliance experience in a financial services environment. Emphasise any roles where you acted as a compliance officer or representative, and include specific examples of your knowledge of FCA/PRA Handbook and AML processes.
Craft a Strong Cover Letter: In your cover letter, address the key responsibilities mentioned in the job description. Discuss your experience with compliance monitoring plans and how you've successfully implemented controls and procedures in previous roles.
Showcase Relevant Skills: Highlight your strategic thinking and problem-solving abilities. Provide examples of how you've resolved complex compliance issues and your experience in training staff on compliance and AML policies.
Proofread Your Application: Before submitting, carefully proofread your application for any errors or inconsistencies. A well-presented application reflects your attention to detail, which is crucial for a Transaction Monitoring Officer.
How to prepare for a job interview at cer Financial
✨Know Your Compliance Regulations
Make sure you have a solid understanding of the FCA/PRA Handbook and other relevant regulations. Be prepared to discuss how these regulations impact the role of a Transaction Monitoring Officer and provide examples of how you've applied this knowledge in your previous roles.
✨Demonstrate Strategic Thinking
Showcase your ability to think strategically by discussing past experiences where you translated complex compliance concepts into effective processes. Prepare specific examples that highlight your problem-solving skills and how you approached challenges in compliance monitoring.
✨Highlight Your Training Experience
Since the role involves overseeing Compliance/AML staff training, be ready to talk about your experience in developing and delivering training programmes. Share any successful initiatives you've led and how they improved compliance awareness within your team or organisation.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your decision-making and judgement skills. Think of situations where you had to make tough calls regarding compliance issues and be ready to explain your thought process and the outcomes of your decisions.
