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For Companies At a Glance
- Tasks: Manage compliance operations and support the Group Compliance Manager in a dynamic environment.
- Company: Join a leading financial services provider with a global reach and innovative approach.
- Benefits: Enjoy fully remote work, professional development opportunities, and a collaborative team culture.
- Why this job: Make a real impact in global compliance while working flexibly and being part of an inclusive team.
- Qualifications: Strong compliance experience, excellent MS Office skills, and a relevant degree or certifications preferred.
- Other info: Ideal for those looking to advance their career in a fast-paced, international setting.
The predicted salary is between 36000 - 60000 £ per year.
Location: Remote (UK-based applicants preferred)
Type: Full-time, Permanent
Sector: Financial Services / Compliance
Level: Mid-Senior Level
About the Role
Are you an experienced compliance professional ready to take your career to the next level in a dynamic and globally-oriented environment? We are recruiting on behalf of our client, a leading financial services provider, for a Senior Associate – Compliance. This is an exciting opportunity to join a collaborative and fast-paced team supporting compliance operations across multiple jurisdictions, including the UK, US, and Germany. The role offers the flexibility of fully remote working and the chance to contribute to complex international compliance frameworks.
Key Responsibilities
- Support the Group Compliance Manager with the implementation and oversight of Compliance Management Frameworks.
- Independently manage compliance operations for assigned entities/jurisdictions.
- Maintain compliance tools and systems (including CRM updates, registers, folders).
- Design and deliver training materials and internal compliance communications.
- Provide support for Data Protection Office functions and data privacy oversight.
- Prepare and deliver regular and ad-hoc reports (MI reporting).
- Liaise effectively with internal teams and external stakeholders to meet compliance deliverables.
- Process client data updates, invoices, and provide general administrative support.
What We’re Looking For
- Strong experience in compliance risk and operational compliance management.
- High proficiency in MS Office (especially Excel).
- Excellent organisation and multitasking skills, with the ability to work independently.
- Confident communicator, able to work with stakeholders at all levels.
- Experience in managing core compliance programmes such as AML, Data Protection, Conduct & Ethics.
- Previous client-facing or cross-jurisdictional experience is highly desirable.
Desirable Qualifications
- Bachelor’s degree in Law, Risk Management, Finance, or related field.
- Professional certifications such as ICA Specialist Certificate in AML, Financial Crime, Sanctions, Governance, or Compliance are advantageous.
Why Apply?
- Join a forward-thinking and inclusive team where your voice is valued.
- Play a critical role in global compliance strategy and operational excellence.
- Enjoy the flexibility of remote work while contributing to impactful financial services.
- Be part of a company that values innovation, integrity, and professional development.
Contact Detail:
Orla Rose Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer
✨Tip Number 1
Familiarise yourself with the latest compliance regulations and frameworks relevant to the financial services sector. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in financial services. Engaging with industry peers can provide insights into the role and may even lead to referrals or recommendations.
✨Tip Number 3
Prepare to discuss specific compliance programmes you've managed, such as AML or Data Protection. Be ready to share examples of how you've successfully navigated challenges in these areas, as this will showcase your hands-on experience.
✨Tip Number 4
Highlight your proficiency in MS Office, particularly Excel, during discussions. Being able to demonstrate your skills in data management and reporting can set you apart from other candidates.
We think you need these skills to ace Senior Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance risk and operational management. Use specific examples that demonstrate your proficiency in managing compliance programmes like AML and Data Protection.
Craft a Compelling Cover Letter: Write a cover letter that showcases your understanding of the role and the company. Mention your strong organisational skills and ability to work independently, as well as your experience with cross-jurisdictional compliance.
Highlight Relevant Qualifications: If you have a Bachelor’s degree in Law, Risk Management, or Finance, or any professional certifications related to compliance, make sure to mention these prominently in your application.
Showcase Communication Skills: Since the role requires liaising with internal teams and external stakeholders, emphasise your confident communication abilities. Provide examples of how you've effectively communicated with various stakeholders in previous roles.
How to prepare for a job interview at Orla Rose Associates
✨Showcase Your Compliance Knowledge
Make sure to brush up on the latest compliance regulations and frameworks relevant to the financial services sector. Be prepared to discuss your experience with AML, Data Protection, and other core compliance programmes, as this will demonstrate your expertise and readiness for the role.
✨Demonstrate Strong Communication Skills
As a Senior Compliance Officer, you'll need to liaise with various stakeholders. Practice articulating your thoughts clearly and confidently, especially when discussing complex compliance issues. Use examples from your past experiences to illustrate how you've effectively communicated with different teams.
✨Highlight Your Organisational Skills
This role requires excellent organisation and multitasking abilities. Prepare to share specific instances where you successfully managed multiple compliance tasks or projects simultaneously. This will show that you can handle the demands of the position.
✨Prepare Questions for the Interviewers
Engage your interviewers by preparing thoughtful questions about the company's compliance strategies and challenges. This not only shows your interest in the role but also gives you insight into the company culture and expectations.
