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- Tasks: Join a dynamic team to enhance compliance programmes and tackle regulatory challenges.
- Company: A top hedge fund in London, dedicated to ethical practices and regulatory excellence.
- Benefits: Enjoy a collaborative work environment with opportunities for professional growth.
- Why this job: Make a real impact in finance while developing your skills in a supportive culture.
- Qualifications: Bachelor's degree in Finance, Economics, or Law; 5-10 years of compliance experience required.
- Other info: Contact Jon Pettet for more details and to kickstart your career!
The predicted salary is between 43200 - 72000 £ per year.
Company Overview:
Our client is a leading hedge fund based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success and growth of the firm.
Role Overview:
As a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will report to the Head of Compliance and will be part of a small team. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.
Key Responsibilities:
- Prepare and document the compliance monitoring programme including testing
- Advising the business on regulatory change
- Regulatory reporting across multiple jurisdictions
- Trade surveillance
- Creating, managing, and enhancing policies and procedures
- Compliance systems reviews and audits
- PA dealing
- Gifts and Entertainment
- Compliance training for staff at all levels including partners
- Ad hoc project work
Requirements:
- Bachelor's degree in Finance, Economics, Law, or a related field.
- Substantial generalist compliance experience (5-10 years) working for an alternative investment firm.
- Strong knowledge of UK financial regulations and industry best practices.
- Excellent analytical and problem-solving skills with high attention to detail.
- Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.
If you believe you have the skills and experience to excel in this role and contribute to the firm’s continued success, we encourage you to apply.
For more details, please contact Jon Pettet at jon.pettet@blackswangroup.com
Compliance Officer - Hedge Fund employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - Hedge Fund
✨Tip Number 1
Network with professionals in the hedge fund industry. Attend relevant events, webinars, or conferences where you can meet compliance officers and other key players. Building these connections can provide valuable insights and potentially lead to job referrals.
✨Tip Number 2
Stay updated on the latest UK financial regulations and compliance trends. Subscribe to industry newsletters or follow regulatory bodies on social media. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 3
Prepare for potential interview questions by practising how to articulate your experience with compliance monitoring and regulatory reporting. Use specific examples from your past roles to showcase your analytical skills and problem-solving abilities.
✨Tip Number 4
Research the hedge fund's compliance culture and values. Understanding their approach to compliance will allow you to tailor your discussions during interviews, showing that you are a good fit for their team and committed to upholding their standards.
We think you need these skills to ace Compliance Officer - Hedge Fund
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Compliance Officer position. Tailor your application to highlight your relevant experience in compliance and regulatory adherence.
Highlight Relevant Experience: In your CV and cover letter, emphasise your substantial generalist compliance experience, particularly within alternative investment firms. Use specific examples to demonstrate your knowledge of UK financial regulations and your analytical skills.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying and how your skills align with the firm's needs. Be sure to mention your ability to communicate complex compliance issues effectively to various stakeholders.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial for a Compliance Officer role.
How to prepare for a job interview at Black Swan Group
✨Know Your Regulations
Make sure you have a solid understanding of UK financial regulations and compliance standards. Brush up on recent changes and be prepared to discuss how they impact the hedge fund industry.
✨Demonstrate Analytical Skills
Be ready to showcase your analytical and problem-solving abilities. Prepare examples from your past experience where you successfully navigated complex compliance issues.
✨Communicate Effectively
Practice explaining complex compliance topics in simple terms. You may need to demonstrate your ability to communicate with stakeholders at various levels, so clarity is key.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your decision-making skills in compliance situations. Think through potential challenges you might face and how you would address them.
