Compliance Analyst - Asset Management firm

Compliance Analyst Asset Management firm Location: London Job Description: Support compliance reviews and approvals for financial promotions and marketing materials. Assist the Compliance department in implementing the Compliance Monitoring plan and perform monitoring in areas such as best execution and market abuse. Collaborate with the compliance team on policies, procedures, and issues. Perform daily monitoring of client investment restrictions. Maintain and update compliance registers. Assist in completing and submitting periodic compliance returns and regulatory reports. Advise staff on compliance matters. Monitor and stay updated on regulatory developments. Support compliance-led projects. Manage employee conflicts of interest. Requirements: At least 2 years\’ generalist compliance experience in a fund or Asset Manager. #J-18808-Ljbffr