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For Companies At a Glance
- Tasks: Oversee trade surveillance, investigate market abuse, and refine surveillance models.
- Company: Join a leading global investment bank focused on compliance and integrity in trading.
- Benefits: Enjoy hybrid work options and collaborate with top professionals in the industry.
- Why this job: Make a real impact on market integrity while developing your skills in a dynamic environment.
- Qualifications: Strong background in Trade Surveillance, knowledge of MAR, and analytical skills required.
- Other info: Opportunity to work on strategic initiatives and enhance surveillance tools.
The predicted salary is between 72000 - 108000 £ per year.
A leading global investment bank is seeking an experienced Vice President – Trade Surveillance professional to join its Compliance Surveillance function. This role is critical in safeguarding the integrity of the firm’s trading activity, with a particular focus on FICC (Fixed Income, Currencies, and Commodities) markets.
As a senior member of the Surveillance team, you will be responsible for overseeing daily alerts, refining surveillance models, and investigating potential instances of market abuse, including insider dealing, market manipulation, and misuse of information. You will collaborate closely with Compliance Advisory, Front Office, and Technology teams to enhance the surveillance framework and ensure it remains robust and risk-based.
Your work will directly support regulatory obligations and internal conduct standards, particularly in relation to MiFID II and MAR. You’ll also play a key role in strategic initiatives, including the development of new monitoring tools and enhancements to FICC-specific surveillance logic.
Key Responsibilities- Review and investigate escalated surveillance alerts across FICC asset classes
- Lead the refinement of trade surveillance models and scenarios
- Identify trends, emerging risks, and control weaknesses
- Prepare reporting and MI for senior compliance and business stakeholders
- Collaborate on regulatory enquiries and internal audits as needed
- Strong background in Trade Surveillance or Market Conduct Compliance
- In-depth knowledge of Market Abuse Regulation (MAR)
- Experience with FICC products and trading environments highly desirable
- Familiarity with surveillance platforms (e.g., SMARTS, Actimize) a plus
- Strong analytical and communication skills, with attention to detail
Contact Detail:
Jacobson Garner Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Trade Surveillance VP
✨Tip Number 1
Network with professionals in the trade surveillance and compliance sectors. Attend industry events or webinars to connect with individuals who work in similar roles, as they can provide insights and potentially refer you to opportunities at firms like us.
✨Tip Number 2
Stay updated on the latest developments in Market Abuse Regulation (MAR) and FICC markets. Demonstrating your knowledge of current regulations and trends during conversations can set you apart from other candidates.
✨Tip Number 3
Familiarise yourself with the surveillance platforms mentioned in the job description, such as SMARTS or Actimize. Having hands-on experience or even completing relevant online courses can show your commitment and readiness for the role.
✨Tip Number 4
Prepare to discuss specific examples of how you've identified trends or control weaknesses in previous roles. Being able to articulate your analytical skills and attention to detail will resonate well with hiring managers looking for a VP in Trade Surveillance.
We think you need these skills to ace Trade Surveillance VP
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in Trade Surveillance and Market Conduct Compliance. Emphasise your familiarity with FICC products and any relevant surveillance platforms you've worked with.
Craft a Compelling Cover Letter: Write a cover letter that specifically addresses the key responsibilities mentioned in the job description. Showcase your analytical skills and detail how your previous experiences align with the role's requirements.
Highlight Relevant Experience: In your application, focus on your past roles related to trade surveillance, particularly any experience with regulatory obligations like MiFID II and MAR. Use specific examples to demonstrate your expertise.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for this role.
How to prepare for a job interview at Jacobson Garner
✨Know Your Regulations
Make sure you have a solid understanding of Market Abuse Regulation (MAR) and MiFID II. Be prepared to discuss how these regulations impact trade surveillance and compliance, as this knowledge will demonstrate your expertise in the field.
✨Showcase Your Analytical Skills
As a VP in Trade Surveillance, strong analytical skills are crucial. Prepare examples from your past experiences where you identified trends or emerging risks in trading activities. This will highlight your ability to think critically and act decisively.
✨Familiarise Yourself with FICC Products
Since the role focuses on Fixed Income, Currencies, and Commodities, brush up on your knowledge of these products. Be ready to discuss how they operate within trading environments and any specific challenges related to their surveillance.
✨Prepare for Collaboration Questions
You'll be working closely with various teams, so expect questions about collaboration. Think of instances where you've successfully worked with Compliance Advisory, Front Office, or Technology teams to enhance surveillance frameworks or resolve issues.
