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For Companies At a Glance
- Tasks: Support senior leadership in compliance, governance, and business operations.
- Company: Join a growing investment firm making waves in the financial sector.
- Benefits: Enjoy hybrid working, competitive salary, and opportunities for professional growth.
- Why this job: Be part of a dynamic team driving operational excellence and exploring AI innovations.
- Qualifications: Experience in compliance or governance roles within the financial services sector is essential.
- Other info: Collaborate with various teams to enhance regulatory outcomes and improve processes.
The predicted salary is between 34000 - 77000 £ per year.
A growing investment firm is on the lookout for a sharp, proactive Operations Analyst to support the senior team across compliance, governance, and business operations. Think Consumer Duty, MI reporting, process improvements, and even exploring AI for efficiency.
You will:
- Work directly with senior leadership to enhance governance & compliance
- Lead on Consumer Duty processes, policy, and reporting
- Own marketing reviews, record keeping & external due diligence
You’ll do:
- Collaborate across teams – investments, marketing, risk, client service
- Drive better operational and regulatory outcomes
- Keep documentation watertight and reporting smooth
You’ll bring:
- Experience in a compliance/governance ops role (FS sector)
- Solid understanding of Consumer Duty
- An organised mindset and a curious, analytical approach
Apply now or drop me an email with your CV for consideration.
Compliance and Operations Analyst employer: BWD Search & Selection
Contact Detail:
BWD Search & Selection Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance and Operations Analyst
✨Tip Number 1
Familiarise yourself with the latest regulations and guidelines related to Consumer Duty. This will not only help you understand the role better but also demonstrate your proactive approach during discussions with the hiring team.
✨Tip Number 2
Network with professionals in the compliance and operations field, especially those within the financial services sector. Engaging in conversations can provide insights into the company culture and expectations, which can be beneficial during interviews.
✨Tip Number 3
Prepare to discuss specific examples of how you've improved processes or driven compliance outcomes in previous roles. Having concrete examples ready will showcase your analytical skills and your ability to contribute effectively to the team.
✨Tip Number 4
Stay updated on the latest trends in AI and how they can be applied to enhance operational efficiency. Being knowledgeable about innovative solutions can set you apart as a forward-thinking candidate who is ready to embrace change.
We think you need these skills to ace Compliance and Operations Analyst
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance and Operations Analyst. Familiarise yourself with terms like Consumer Duty, MI reporting, and governance to demonstrate your knowledge in your application.
Tailor Your CV: Highlight relevant experience in compliance and governance operations, especially within the financial services sector. Use specific examples that showcase your analytical skills and organised mindset, as these are key attributes for the role.
Craft a Compelling Cover Letter: Write a cover letter that connects your background to the job description. Emphasise your proactive approach and curiosity, and mention how you can contribute to enhancing governance and compliance processes.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter. Ensure there are no spelling or grammatical errors, and that all information is clear and concise. A polished application reflects your attention to detail, which is crucial for this role.
How to prepare for a job interview at BWD Search & Selection
✨Understand Consumer Duty
Make sure you have a solid grasp of Consumer Duty principles. Be prepared to discuss how these principles apply to the role and share examples of how you've implemented them in previous positions.
✨Showcase Your Analytical Skills
As an Operations Analyst, your analytical mindset is crucial. Prepare to discuss specific instances where your analytical approach led to process improvements or better compliance outcomes.
✨Demonstrate Collaboration Experience
This role requires collaboration across various teams. Think of examples where you've successfully worked with different departments, highlighting your ability to drive operational and regulatory outcomes.
✨Prepare for Governance Discussions
Since you'll be working closely with senior leadership on governance and compliance, be ready to discuss your understanding of governance frameworks and how you've contributed to maintaining compliance in past roles.
