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For Companies At a Glance
- Tasks: Support regulatory compliance activities and assist in various financial services tasks.
- Company: Join MERJE, a leading firm in fund management based in London.
- Benefits: Gain exposure to senior managers and enhance your skills in a dynamic environment.
- Why this job: Perfect for those eager to learn and grow in the fast-paced finance sector.
- Qualifications: 1-2 years of compliance experience in financial services is preferred.
- Other info: Ideal for proactive individuals with strong communication and time management skills.
The predicted salary is between 36000 - 60000 £ per year.
MERJE is seeking a well rounded Compliance Associate for an established fund management firm in London. This role offers an exciting opportunity to support the delivery of regulatory compliance activities across the business.
The Role
As a Compliance Associate you’ll work closely with a number of senior managers in the team where you will gain exposure to a diverse range of duties in a fast-paced financial services environment.
Key Responsibilities
- Coordinate regulatory change processes and implementation
- Assist in reviewing financial promotions and resolving risk events
- Contribute to compliance reporting and training delivery
- Support maintenance of Risk & Compliance technology systems
- PA Dealing/Gift requests
Ideal Candidate:
- 1-2 years of generalist compliance experience gained in an FS firm - ideally funds or investment management
- Strong time management and multi-tasking abilities
- Excellent collaboration and communication skills
- Commitment to continuous learning and professional development
- Strong interpersonal skills
Contact Detail:
MERJE Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate - Fund Manager
✨Tip Number 1
Familiarise yourself with the latest regulatory changes in the fund management sector. This will not only help you understand the compliance landscape but also demonstrate your proactive approach during interviews.
✨Tip Number 2
Network with professionals already working in compliance roles within financial services. Attend industry events or join relevant online forums to gain insights and potentially get referrals for the position.
✨Tip Number 3
Brush up on your communication skills, as you'll need to collaborate with senior managers and deliver training. Consider practising mock presentations or engaging in discussions to build your confidence.
✨Tip Number 4
Showcase your commitment to continuous learning by pursuing relevant certifications or courses in compliance or risk management. This will highlight your dedication to professional development and make you a more attractive candidate.
We think you need these skills to ace Compliance Associate - Fund Manager
Some tips for your application 🫡
Understand the Role: Read the job description carefully to understand the key responsibilities and ideal candidate profile. Tailor your application to highlight how your experience aligns with the requirements of a Compliance Associate in a fund management firm.
Highlight Relevant Experience: In your CV and cover letter, emphasise your 1-2 years of compliance experience, particularly in financial services. Provide specific examples of how you've coordinated regulatory processes or contributed to compliance reporting.
Showcase Soft Skills: Since the role requires strong collaboration and communication skills, include examples that demonstrate your ability to work effectively in a team and communicate complex compliance issues clearly.
Express Commitment to Learning: Mention any relevant training or professional development you have undertaken. This shows your commitment to continuous learning, which is important for a Compliance Associate role.
How to prepare for a job interview at MERJE
✨Know Your Compliance Basics
Make sure you brush up on your knowledge of compliance regulations, especially those relevant to fund management. Being able to discuss specific regulations and how they impact the business will show that you're serious about the role.
✨Demonstrate Your Experience
Prepare to talk about your previous compliance experience in detail. Highlight any specific projects or tasks you've handled that relate to regulatory change processes or risk management, as these are key responsibilities for the role.
✨Showcase Your Communication Skills
Since the role requires excellent collaboration and communication skills, be ready to provide examples of how you've effectively communicated complex compliance issues to non-compliance staff. This will demonstrate your ability to work well with senior managers and other teams.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's compliance culture and the challenges they face. This not only shows your interest in the role but also your commitment to understanding the business and its compliance needs.
