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- Tasks: Join our team to manage compliance programmes and provide regulatory advice.
- Company: Be part of a leading International Investment Manager based in London.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth.
- Why this job: Make an impact in compliance while working with diverse clients across the Middle East and Africa.
- Qualifications: Must have a deep understanding of EU asset management regulations and client-facing experience.
- Other info: Ideal for those passionate about compliance and regulatory frameworks.
The predicted salary is between 43200 - 72000 £ per year.
We are working with an International Investment Manager who is looking for an experienced Compliance Advisory individual to join their regulatory compliance team in London. This individual will be responsible for maintaining a strong client-facing compliance programme and providing pragmatic regulatory advice across the Group's entities, with a particular focus on the Middle East and Africa.
Key Responsibilities:
- Compliance Programme Management, particularly around Client Facing, Marketing, and ESG activities.
- Provide practical, clear, and actionable advice on compliance policies and procedures.
- Conduct Compliance monitoring and testing to ensure adherence to regulatory frameworks, and implementing necessary changes.
Key Requirements:
- ESSENTIAL: Deep understanding of EU asset management regulations, UCITS, AIFMD, and cross-border distribution requirements, particularly in the ME&A.
- Proven experience in client-facing distribution activities including ME&A, with a strong understanding of associated regulatory requirements and best practices.
Compliance Advisor employer: Danos Group
Contact Detail:
Danos Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Advisor
✨Tip Number 1
Network with professionals in the compliance and investment management sectors, especially those with experience in the Middle East and Africa. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and regulations.
✨Tip Number 2
Stay updated on EU asset management regulations, UCITS, and AIFMD by following relevant news sources and regulatory bodies. This knowledge will not only help you in interviews but also demonstrate your commitment to staying informed in a rapidly changing field.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully managed compliance programmes in client-facing roles. Highlight your experience with marketing and ESG activities, as these are key responsibilities for the position.
✨Tip Number 4
Familiarise yourself with the company's operations and their approach to compliance in the ME&A region. Tailor your discussions during interviews to reflect an understanding of their unique challenges and how you can contribute to their compliance programme.
We think you need these skills to ace Compliance Advisor
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Advisor. Familiarise yourself with EU asset management regulations, UCITS, AIFMD, and the specific compliance needs for the Middle East and Africa.
Tailor Your CV: Highlight your relevant experience in compliance advisory roles, especially any client-facing distribution activities in the ME&A region. Use specific examples to demonstrate your understanding of regulatory requirements and best practices.
Craft a Strong Cover Letter: In your cover letter, explain why you are passionate about compliance and how your background aligns with the company's needs. Be sure to mention your experience with compliance programme management and your ability to provide clear, actionable advice.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Danos Group
✨Know Your Regulations
Make sure you have a solid understanding of EU asset management regulations, UCITS, and AIFMD. Brush up on the specific compliance requirements for the Middle East and Africa, as this will be crucial in demonstrating your expertise during the interview.
✨Showcase Client-Facing Experience
Prepare to discuss your previous client-facing roles and how you've successfully navigated compliance challenges. Highlight any specific examples where your advice led to positive outcomes for clients, especially in the ME&A region.
✨Be Ready for Practical Scenarios
Expect scenario-based questions that assess your ability to provide clear and actionable compliance advice. Think about past situations where you had to implement compliance changes and be ready to explain your thought process.
✨Demonstrate Monitoring Skills
Discuss your experience with compliance monitoring and testing. Be prepared to explain how you've ensured adherence to regulatory frameworks in previous roles and what steps you took to implement necessary changes.
