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- Tasks: Join us as a Compliance Monitoring Specialist, conducting vital monitoring activities and testing.
- Company: Danos Group is a leading firm focused on compliance and regulatory solutions.
- Benefits: Enjoy flexible working options and a supportive team environment.
- Why this job: Make a real impact in compliance while developing your skills in a dynamic setting.
- Qualifications: Strong compliance experience and knowledge of MiFID/MiFIR required; banking or investment background preferred.
- Other info: Reach out to Nicole Poole at npoole@danosconsulting.com for more details.
The predicted salary is between 36000 - 60000 £ per year.
Key Responsibilities:
- Document the methodology and approach for specific monitoring tests to ensure clarity and consistency.
- Conduct monitoring activities including both control and thematic testing.
- Assist the wider compliance team on market abuse, personal account dealing, outsourcing, transaction reporting, gifts and entertainment, and communications surveillance.
- Identify significant gaps within the control framework and propose practical, proportionate remediation measures.
- Assist the broader monitoring team in developing presentation materials for relevant governance committees.
Key Requirements:
- Strong compliance experience in a monitoring focused role.
- Previously worked within a bank, investment firm or trading venue.
- Understanding of MiFID/MiFIR and the FCA handbook.
- Able to start within a month.
Please reach out to Nicole Poole at npoole@danosconsulting.com to learn more about this opportunity.
Contact Detail:
Danos Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Monitoring Specialist - Danos Group
✨Tip Number 1
Familiarise yourself with the latest regulations and guidelines related to MiFID/MiFIR and the FCA handbook. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in monitoring roles within banks or investment firms. Engaging with them can provide insights into the role and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've identified gaps in compliance frameworks in your previous roles. Being able to articulate your problem-solving skills will set you apart from other candidates.
✨Tip Number 4
Stay updated on current trends and challenges in compliance monitoring. Showing that you are proactive about industry developments can impress interviewers and highlight your passion for the field.
We think you need these skills to ace Compliance Monitoring Specialist - Danos Group
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Monitoring Specialist. Familiarise yourself with the key requirements listed in the job description, such as compliance experience and knowledge of MiFID/MiFIR.
Tailor Your CV: Customise your CV to highlight relevant experience in compliance monitoring roles. Emphasise any previous work within banks, investment firms, or trading venues, and ensure your understanding of regulatory frameworks is clear.
Craft a Strong Cover Letter: Write a compelling cover letter that addresses how your skills and experiences align with the job requirements. Mention specific examples of your work in compliance monitoring and how you have identified gaps and proposed solutions in the past.
Proofread Your Application: Before submitting, carefully proofread your application materials for any errors or inconsistencies. A well-presented application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Danos Group
✨Know Your Compliance Regulations
Make sure you have a solid understanding of MiFID/MiFIR and the FCA handbook. Brush up on these regulations before the interview, as they are crucial for the role and will likely come up in conversation.
✨Demonstrate Your Monitoring Experience
Be prepared to discuss your previous compliance roles, especially those focused on monitoring. Highlight specific examples of how you've conducted control and thematic testing, and any significant gaps you've identified and addressed.
✨Prepare for Scenario-Based Questions
Expect questions that ask you to describe how you would handle specific compliance scenarios. Think about past experiences where you had to propose remediation measures or assist in developing presentation materials for governance committees.
✨Show Your Team Spirit
The role involves assisting the wider compliance team, so be ready to talk about your collaborative experiences. Share examples of how you've worked with others to achieve compliance goals, particularly in areas like market abuse and transaction reporting.
