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- Tasks: Ensure regulatory compliance and promote best practices across departments.
- Company: Join a well-regarded law firm in Royal Leamington Spa.
- Benefits: Enjoy a supportive work environment with opportunities for professional growth.
- Why this job: Take ownership of a varied compliance workload while making a real impact.
- Qualifications: Minimum two years' experience in a legal environment required.
- Other info: Ideal for detail-oriented individuals with strong communication skills.
The predicted salary is between 36000 - 60000 £ per year.
We are working with a well-regarded law firm to recruit a Risk & Compliance Officer to join their team in Royal Leamington Spa. In this role, you’ll play a key part in ensuring the firm’s ongoing regulatory compliance, promoting best practice across departments, and supporting internal audit and risk management processes.
The firm is seeking an experienced compliance professional with a minimum of two years’ experience in a legal environment. This is a great opportunity for someone looking to take ownership of a varied compliance workload in a supportive and professional setting.
Some of the responsibilities will include:
- Conducting audits of policies, procedures and case files across all offices
- Reporting findings and recommending improvements to senior stakeholders
- Managing and maintaining compliance records
- Leading Lexcel, CQS and AML audits and preparing for external assessments
- Liaising with fee earners on risk, conflict, AML and SAR matters
- Supporting new starters with induction training and ongoing compliance education
- Keeping internal documentation current, consistent and accessible
- Monitoring updates to regulatory standards and applying them across the business
They are looking for someone with strong attention to detail, excellent written communication.
Contact Detail:
Click To Hired Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk & Compliance Officer
✨Tip Number 1
Familiarise yourself with the specific compliance regulations relevant to the legal sector, such as Lexcel and CQS standards. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals already working in compliance roles within law firms. Attend industry events or join online forums to gain insights and potentially get referrals that could boost your application.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've successfully managed compliance issues or audits. Having concrete examples ready will showcase your experience and problem-solving skills during the interview.
✨Tip Number 4
Stay updated on the latest changes in compliance regulations and best practices. Being knowledgeable about current trends will set you apart and show that you're proactive about your professional development.
We think you need these skills to ace Risk & Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance and risk management, particularly within a legal environment. Use specific examples to demonstrate your skills and achievements that align with the job description.
Craft a Compelling Cover Letter: Write a cover letter that clearly outlines your motivation for applying and how your background fits the role. Mention your experience with audits, compliance records, and any relevant certifications you hold.
Highlight Attention to Detail: In your application, emphasise your strong attention to detail. Provide examples of how this skill has helped you in previous roles, especially in managing compliance records or conducting audits.
Showcase Communication Skills: Since excellent written communication is crucial for this role, include examples of reports or documentation you've prepared in the past. This will demonstrate your ability to communicate complex information clearly and effectively.
How to prepare for a job interview at Click To Hired
✨Know Your Compliance Regulations
Familiarise yourself with the key compliance regulations relevant to the legal sector, such as Lexcel, CQS, and AML. Being able to discuss these in detail will demonstrate your expertise and readiness for the role.
✨Showcase Your Audit Experience
Prepare examples of past audits you've conducted or been involved in. Highlight your ability to identify issues and recommend improvements, as this is a crucial part of the Risk Compliance Officer role.
✨Demonstrate Strong Communication Skills
Since the role involves liaising with various stakeholders, practice articulating complex compliance concepts clearly and concisely. This will show that you can effectively communicate with both legal professionals and non-experts.
✨Prepare Questions About the Firm's Compliance Culture
Think of insightful questions regarding the firm's approach to compliance and risk management. This shows your genuine interest in their practices and helps you assess if their culture aligns with your values.
