Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead and support audit reviews, ensuring risks are identified and controls tested.
- Company: Join BNY Mellon, a top global asset management and banking firm with a rich 239-year history.
- Benefits: Enjoy competitive pay, flexible work options, and generous paid leave for personal moments.
- Why this job: Be part of a culture that values growth, innovation, and diversity in a leading financial institution.
- Qualifications: Relevant audit experience, knowledge of financial regulations, and strong analytical skills required.
- Other info: This role is hybrid, based in Manchester, UK, with opportunities for professional development.
The predicted salary is between 43200 - 72000 £ per year.
Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms managing trillions of dollars in assets, custody, and administration. Known as the 'bank of banks', 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.
With over 239 years of history and industry firsts, BNY Mellon has evolved, led, and driven new ideas. Today, we are approximately 50,000 employees across 35 countries, with a culture that empowers growth, risk-taking, experimentation, and authenticity. This is what #LifeAtBNYMellon is all about.
We are seeking a team member for the role of Auditor, Vice President - Regulatory & Compliance Audit, to join our Internal Audit team. This position is located in Manchester, United Kingdom - Hybrid work arrangement.
In this role, you will:
- Support and/or lead audit reviews, managing the process from planning through fieldwork, reporting, and issue closure.
- Ensure risks are identified and controls are tested appropriately.
- Support and/or lead training for the department as needed.
- Represent Internal Audit in projects and committees.
- Write high-quality, professional Internal Audit reports and findings.
- Apply Internal Audit Methodology to produce detailed working papers.
- Perform other tasks and projects as directed by senior management.
To succeed in this role, candidates should have:
- Relevant experience in audit or similar roles.
- Knowledge of the financial services industry, regulations, and laws.
- Understanding of custody-related products and services.
- Strong analytical skills and attention to detail.
- Fluency in English (verbal and written).
BNY Mellon values an inclusive culture. Some of our recognitions include:
- Fortune's World’s Most Admired Companies & Top 20 for Diversity and Inclusion
- Bloomberg’s Gender Equality Index
- Human Rights Campaign Foundation, 100% score on the Corporate Equality Index
- Best Places to Work for Disability Inclusion, Disability: IN - 100% score
- 100 Best Workplaces for Innovators, Fast Company
- CDP’s Climate Change 'A List'
- Forbes Blockchain 50
Our Benefits include competitive compensation, benefits, and wellbeing programs, along with flexible resources to support your personal and professional life. We offer generous paid leaves to support you and your family during important moments.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer, committed to diversity and inclusion across all aspects of employment.
Vice President, Auditor - Regulatory & Compliance Audit employer: Financial Women’s Association
Contact Detail:
Financial Women’s Association Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Vice President, Auditor - Regulatory & Compliance Audit
✨Tip Number 1
Network with professionals in the financial services and audit sectors. Attend industry events or webinars where you can meet people who work at BNY Mellon or similar firms. Building these connections can provide valuable insights and potentially lead to referrals.
✨Tip Number 2
Familiarise yourself with the latest regulations and compliance standards relevant to the financial industry. Being well-versed in current laws will not only enhance your knowledge but also demonstrate your commitment to staying updated, which is crucial for a role in regulatory and compliance audit.
✨Tip Number 3
Prepare for potential interviews by practising common audit-related scenarios and questions. Think about how you would handle specific challenges in regulatory compliance and be ready to discuss your past experiences that showcase your analytical skills and attention to detail.
✨Tip Number 4
Research BNY Mellon's culture and values, particularly their commitment to diversity and inclusion. Be prepared to discuss how your personal values align with theirs during interviews, as cultural fit is often just as important as technical skills in securing a position.
We think you need these skills to ace Vice President, Auditor - Regulatory & Compliance Audit
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in audit or similar roles. Emphasise your knowledge of the financial services industry, regulations, and custody-related products, as these are crucial for the role.
Craft a Compelling Cover Letter: Write a cover letter that showcases your analytical skills and attention to detail. Mention specific examples of how you've successfully managed audit processes or led teams in previous positions.
Highlight Your Communication Skills: Since fluency in English is essential, ensure your application reflects strong verbal and written communication skills. Consider including a brief example of a high-quality report or presentation you've created.
Showcase Your Cultural Fit: BNY Mellon values an inclusive culture, so mention any experiences or initiatives that demonstrate your commitment to diversity and inclusion. This could set you apart from other candidates.
How to prepare for a job interview at Financial Women’s Association
✨Understand the Regulatory Landscape
Familiarise yourself with the key regulations and compliance requirements relevant to the financial services industry. Being able to discuss these in detail will demonstrate your expertise and readiness for the role.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in previous roles, particularly in audit processes. Highlight specific instances where your attention to detail made a significant impact on outcomes.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving abilities in real-world situations. Think about past experiences where you identified risks and implemented controls effectively.
✨Emphasise Communication Skills
Since writing high-quality audit reports is crucial, be ready to discuss your communication style. Provide examples of how you've conveyed complex information clearly and effectively to various stakeholders.
