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- Tasks: Join a dynamic team providing compliance advice in investment banking.
- Company: A leading global investment bank with a collaborative culture.
- Benefits: Enjoy competitive pay, professional development, and a supportive work environment.
- Why this job: Make an impact in a fast-paced industry while growing your career in compliance.
- Qualifications: Experience in compliance roles; understanding of UK regulations is essential.
- Other info: Two positions available: Associate and VP level, based in London.
The predicted salary is between 48000 - 84000 £ per year.
A global investment bank is hiring two Compliance Advisory professionals to join its London-based team. These are key positions within a small, collaborative advisory function supporting front-office business lines across Equities, Fixed Income, Convertible Bonds, and Capital Markets.
The team operates as part of the second line of defence, working closely with trading and support teams to ensure regulatory obligations are met while enabling commercial activity. You’ll be involved in day-to-day advisory, regulatory change, risk assessments, policy development, and training.
Key Responsibilities:- Provide timely, practical compliance advice to front-office and support functions.
- Ensure new business initiatives and product changes meet regulatory standards.
- Conduct regulatory horizon scanning, gap analysis, and contribute to internal policy frameworks.
- Support or lead compliance reviews, investigations, and regulatory visits.
- Build strong relationships across the business and deliver training on regulatory topics.
- VP Role: 10+ years' experience in Compliance, with at least 5 years in a front-office advisory capacity. Deep understanding of UK regulations (MiFID II, COBS, MAR) and investment banking products. Strong stakeholder management and ability to take ownership across a broad remit.
- Associate Role: 5+ years' Compliance experience, with at least 2 years in an advisory role. Exposure to trading floor environments and a working knowledge of relevant regulations. A collaborative, pragmatic mindset and willingness to learn and grow within a high-performing team.
Compliance Advisory – Investment Banking (2 Roles Available – Associate & VP level) (Basé à London) employer: Golden Bees
Contact Detail:
Golden Bees Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Advisory – Investment Banking (2 Roles Available – Associate & VP level) (Basé à London)
✨Tip Number 1
Network with professionals in the investment banking sector, especially those working in compliance. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance advisory.
✨Tip Number 2
Familiarise yourself with the specific regulations mentioned in the job description, such as MiFID II and MAR. Being able to discuss these regulations confidently during interviews will demonstrate your expertise and commitment to the role.
✨Tip Number 3
Prepare to showcase your experience in stakeholder management. Think of examples where you've successfully navigated complex relationships and delivered compliance advice that enabled business initiatives while meeting regulatory standards.
✨Tip Number 4
Research the company culture and values of the global investment bank you're applying to. Tailor your conversations during interviews to reflect how your collaborative mindset aligns with their team-oriented approach.
We think you need these skills to ace Compliance Advisory – Investment Banking (2 Roles Available – Associate & VP level) (Basé à London)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance and investment banking. Emphasise your understanding of UK regulations like MiFID II and COBS, and showcase any advisory roles you've held.
Craft a Compelling Cover Letter: Write a cover letter that specifically addresses the key responsibilities mentioned in the job description. Explain how your background aligns with the role and demonstrate your passion for compliance within investment banking.
Highlight Relevant Skills: In your application, focus on skills such as stakeholder management, regulatory knowledge, and your ability to provide practical compliance advice. Use specific examples from your past experiences to illustrate these skills.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Golden Bees
✨Know Your Regulations
Make sure you have a solid understanding of UK regulations like MiFID II, COBS, and MAR. Be prepared to discuss how these regulations impact the investment banking sector and provide examples of how you've navigated compliance challenges in the past.
✨Showcase Your Advisory Experience
Whether you're applying for the Associate or VP role, highlight your experience in providing compliance advice. Share specific instances where your guidance helped a business initiative meet regulatory standards or improved compliance processes.
✨Demonstrate Stakeholder Management Skills
This role requires strong stakeholder management abilities. Prepare to discuss how you've built relationships across different teams and how you've effectively communicated compliance requirements to non-compliance professionals.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills in real-world compliance situations. Think about past experiences where you had to conduct gap analyses or lead compliance reviews, and be ready to explain your thought process and outcomes.
