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For Companies At a Glance
- Tasks: Support international asset management and ensure compliance with regulatory rules.
- Company: Join a leading bank focused on innovative asset management solutions.
- Benefits: Enjoy flexible working options and a dynamic corporate culture.
- Why this job: Be part of a team that promotes compliance and risk management in a global context.
- Qualifications: Experience in asset management compliance and knowledge of regulatory frameworks required.
- Other info: Opportunity to work with diverse teams across multiple regions.
The predicted salary is between 72000 - 108000 £ per year.
The Manager, International Product and Portfolio Management compliance role will support the international asset management activities for the businesses.
The role will:
- Support the creation and ongoing governance of portfolio management activities outside of the US, as well as investment products, with an initial focus on Luxembourg AIFMD, Ireland UCITS, and Cayman feeders.
- Provide advice and guidance on sustainable commercial strategies within an appropriate supervisory and governance model aligned with the bank's regulatory requirements.
- Help provide guidance and support for product and portfolio management requirements.
- Provide governance and subject matter expertise for:
- Luxembourg AIFMD and Ireland UCITS product regulatory rules;
- Guidance to governance teams in North America on rules applicable to Luxembourg AIFMD and Ireland UCITS;
- ESG rules including Article 8 and SFDR governance;
- Support AIFMD accountabilities as required;
- Cayman product regulatory rules, including support to the General Partner of the Fund;
- Maintenance of Product Manuals;
- Portfolio management and trading rules in UK/EU that impact processes in the US;
- Portfolio management and trading rules in Hong Kong, UK, and Singapore applicable to staff in those regions.
- Being part of a team supporting the Regulatory Compliance Management (RCM) Program, including maintaining the regulatory library, control design, control monitoring, regulatory change management, and issue resolution.
- Maintaining a regulatory library for rules applicable to third-party investment management entities, General Partners, and Fund Boards.
- Promoting a culture of compliance and strong risk management aligned with the asset management business’s risk appetite.
- Maintaining strong relationships with internal partners, stakeholders, and governance team members in North America.
- Staying informed of business trends, risks, and control issues to protect business interests.
- Acting as a governance contact for Third-Party Management Companies as required.
- Prioritising and facilitating the implementation of best practices.
- Leading remediation efforts when control gaps are identified, supporting the design of action plans.
- Ensuring timely communication of relevant issues and fostering good relationships with internal and external partners.
- Supporting projects and initiatives as needed.
VP Asset Management UCITS Portfolio Compliance Advisory employer: Job Traffic
Contact Detail:
Job Traffic Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land VP Asset Management UCITS Portfolio Compliance Advisory
✨Tip Number 1
Network with professionals in the asset management and compliance sectors. Attend industry conferences or webinars where you can meet people who work in similar roles, especially those familiar with UCITS and AIFMD regulations.
✨Tip Number 2
Stay updated on the latest regulatory changes affecting UCITS and AIFMD. Subscribe to relevant newsletters or join online forums where compliance professionals discuss recent developments and best practices.
✨Tip Number 3
Consider reaching out to current or former employees of StudySmarter to gain insights into the company culture and expectations for the VP Asset Management role. This can help you tailor your approach during interviews.
✨Tip Number 4
Prepare to discuss specific examples of how you've navigated complex regulatory environments in previous roles. Highlight your experience with ESG rules and portfolio management to demonstrate your expertise in areas relevant to the position.
We think you need these skills to ace VP Asset Management UCITS Portfolio Compliance Advisory
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the VP Asset Management UCITS Portfolio Compliance Advisory position. Tailor your application to highlight relevant experience in portfolio management and compliance.
Highlight Relevant Experience: In your CV and cover letter, emphasise your experience with Luxembourg AIFMD, Ireland UCITS, and ESG rules. Provide specific examples of how you've successfully navigated regulatory environments and contributed to compliance initiatives.
Craft a Strong Cover Letter: Your cover letter should not only express your interest in the role but also demonstrate your understanding of the company's regulatory landscape. Discuss how your skills align with their needs and how you can contribute to their compliance culture.
Proofread Your Application: Before submitting, carefully proofread your application materials for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Job Traffic
✨Understand Regulatory Frameworks
Familiarise yourself with the Luxembourg AIFMD and Ireland UCITS regulations. Be prepared to discuss how these frameworks impact portfolio management and compliance, as well as any recent changes in the regulatory landscape.
✨Showcase Your Advisory Skills
Highlight your experience in providing guidance on sustainable commercial strategies. Prepare examples of how you've successfully advised teams on compliance matters and navigated complex regulatory environments.
✨Demonstrate Strong Relationship Management
Emphasise your ability to build and maintain relationships with internal partners and stakeholders. Be ready to share instances where you effectively collaborated with governance teams or third-party management companies.
✨Stay Informed on Industry Trends
Research current trends and risks in asset management, particularly those affecting compliance and governance. Showing that you are proactive about staying informed will demonstrate your commitment to the role and the industry.
