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- Tasks: Oversee daily alerts and investigate market abuse in trading activities.
- Company: Join a leading global investment bank focused on compliance and integrity.
- Benefits: Enjoy hybrid work options and a dynamic corporate culture.
- Why this job: Make a real impact on market integrity while collaborating with diverse teams.
- Qualifications: Experience in Trade Surveillance or Market Conduct Compliance is essential.
- Other info: Opportunity to develop new monitoring tools and enhance surveillance logic.
The predicted salary is between 72000 - 108000 £ per year.
A leading global investment bank is seeking an experienced Vice President – Trade Surveillance professional to join its Compliance Surveillance function. This role is critical in safeguarding the integrity of the firm’s trading activity, with a particular focus on FICC (Fixed Income, Currencies, and Commodities) markets.
As a senior member of the Surveillance team, you will be responsible for overseeing daily alerts, refining surveillance models, and investigating potential instances of market abuse, including insider dealing, market manipulation, and misuse of information. You will collaborate closely with Compliance Advisory, Front Office, and Technology teams to enhance the surveillance framework and ensure it remains robust and risk-based.
Your work will directly support regulatory obligations and internal conduct standards, particularly in relation to MiFID II and MAR. You’ll also play a key role in strategic initiatives, including the development of new monitoring tools and enhancements to FICC-specific surveillance logic.
Key Responsibilities- Review and investigate escalated surveillance alerts across FICC asset classes
- Lead the refinement of trade surveillance models and scenarios
- Identify trends, emerging risks, and control weaknesses
- Prepare reporting and MI for senior compliance and business stakeholders
- Collaborate on regulatory enquiries and internal audits as needed
- Strong background in Trade Surveillance or Market Conduct Compliance
- In-depth knowledge of Market Abuse Regulation (MAR)
- Experience with FICC products and trading environments highly desirable
- Familiarity with surveillance platforms (e.g., SMARTS, Actimize) a plus
- Strong analytical and communication skills, with attention to detail
Trade Surveillance VP (London Area) employer: Jacobson Garner
Contact Detail:
Jacobson Garner Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Trade Surveillance VP (London Area)
✨Tip Number 1
Network with professionals in the trade surveillance and compliance sectors. Attend industry events or webinars to connect with people who work in similar roles, as they can provide insights and potentially refer you to opportunities at their firms.
✨Tip Number 2
Stay updated on the latest developments in Market Abuse Regulation (MAR) and MiFID II. Demonstrating your knowledge of these regulations during conversations or interviews will show your commitment and expertise in the field.
✨Tip Number 3
Familiarise yourself with the specific surveillance platforms mentioned in the job description, such as SMARTS or Actimize. If possible, take online courses or tutorials to enhance your understanding of these tools, which could give you an edge over other candidates.
✨Tip Number 4
Prepare for potential interviews by practising how to articulate your experience with FICC products and trading environments. Be ready to discuss specific examples of how you've identified trends or managed risks in previous roles, as this will highlight your suitability for the position.
We think you need these skills to ace Trade Surveillance VP (London Area)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in Trade Surveillance and Market Conduct Compliance. Emphasise your knowledge of FICC products and any relevant surveillance platforms you've worked with.
Craft a Compelling Cover Letter: In your cover letter, explain why you're passionate about the role and how your background aligns with the responsibilities outlined in the job description. Mention specific experiences that demonstrate your analytical skills and attention to detail.
Highlight Relevant Skills: When detailing your work experience, focus on your ability to investigate market abuse, refine surveillance models, and collaborate with various teams. Use concrete examples to illustrate your contributions in previous roles.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for this role.
How to prepare for a job interview at Jacobson Garner
✨Know Your Regulations
Make sure you have a solid understanding of Market Abuse Regulation (MAR) and MiFID II. Be prepared to discuss how these regulations impact trade surveillance and compliance, as this knowledge will demonstrate your expertise in the field.
✨Showcase Your Analytical Skills
Since the role requires strong analytical abilities, be ready to provide examples of how you've identified trends or emerging risks in previous positions. Discuss specific instances where your analysis led to improvements in surveillance models or processes.
✨Familiarise Yourself with Surveillance Tools
If you have experience with surveillance platforms like SMARTS or Actimize, highlight this during the interview. If not, do some research on these tools and be prepared to discuss how they can enhance trade surveillance efforts.
✨Collaborative Mindset
Emphasise your ability to work collaboratively with various teams, such as Compliance Advisory and Technology. Share examples of past collaborations that led to successful outcomes, showcasing your teamwork skills and adaptability.
